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For Companies At a Glance
- Tasks: Join us as a Trainee Underwriting Assistant, reviewing client docs and supporting management.
- Company: Lloyd’s is a leading insurance market known for its innovation and integrity.
- Benefits: Gain hands-on experience in a dynamic environment with potential for growth.
- Why this job: Perfect for those looking to kickstart their career in finance and compliance!
- Qualifications: Bachelor’s Degree in Business or equivalent experience required; 2 years in the industry preferred.
- Other info: This is a 6-month contract role with opportunities for learning and development.
Client Onboarding KYC AssociateOur client is a Global Financial Markets Trading Company, based in the compliance onboarding team of a global broking organisation. We are looking for someone with five years KYC and AML experience within the financial markets.
It would be highly preferred that you have a background onboarding both Clearing and Execution clients within the exchange traded futures and option arena.
Duties and Responsibilities
Forensic review of client documentation in conjunction with FCA Know Your Customer and Anti-Money Laundering Rules.
Diligent preparation of client application packs for Anti-Money Laundering, Compliance, Credit and Risk review.
Support and assist the firm\’s Management on client applications and documentation requirements.
Liaise with the sales teams to resolve account application questions and issues.
Liaise with clients to resolve account application questions and issues.
Ensure creation and maintenance of accurate client information and static data on internal systems.
Assist with project work when required.
Other duties as assigned.
Experience & Skills Required
2 years progressive experience with industry rules and regulations.
Ability to use internal and external systems, including prior experience of DOCS system would be useful.
Effective communication skills both written and verbal for assisting in client and internal requests.
Ability to be self-motivated, organised and to ensure work is completed in a timely manner with deadlines met.
Strong organisational and analytical skills essential.
Good team player.
Bachelor\’s Degree in Business or equivalent industry experience.
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Client Onboarding KYC Associate employer: Taylor James Resourcing
Contact Detail:
Taylor James Resourcing Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Client Onboarding KYC Associate
✨Tip Number 1
Familiarize yourself with the FCA Know Your Customer and Anti-Money Laundering Rules. Understanding these regulations will not only help you in your role but also demonstrate your commitment to compliance during the interview process.
✨Tip Number 2
Gain experience with internal systems like DOCS, as this knowledge can set you apart from other candidates. If you haven't used it before, consider taking online tutorials or courses to get a head start.
✨Tip Number 3
Practice your communication skills, both written and verbal. Being able to clearly articulate your thoughts and assist clients effectively is crucial for this role, so consider mock interviews or role-playing scenarios.
✨Tip Number 4
Showcase your organizational and analytical skills by preparing examples of how you've successfully managed projects or tasks in the past. This will help illustrate your ability to meet deadlines and handle multiple responsibilities.
We think you need these skills to ace Client Onboarding KYC Associate
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Trainee Underwriting Assistant position. Understand the key responsibilities and required skills, especially those related to KYC and AML regulations.
Tailor Your CV: Customize your CV to highlight relevant experience and skills that align with the job requirements. Emphasize any previous roles or projects that involved client documentation, compliance, or risk assessment.
Craft a Compelling Cover Letter: Write a cover letter that showcases your motivation for applying and how your background fits the role. Mention specific experiences that demonstrate your understanding of KYC and AML processes.
Proofread Your Application: Before submitting, carefully proofread your application materials. Check for any spelling or grammatical errors, and ensure that all information is clear and concise.
How to prepare for a job interview at Taylor James Resourcing
✨Understand KYC and AML Regulations
Make sure you have a solid grasp of Know Your Customer (KYC) and Anti-Money Laundering (AML) regulations. Be prepared to discuss how these rules impact client onboarding and the importance of compliance in your role.
✨Showcase Your Organizational Skills
Highlight your ability to manage multiple tasks and deadlines effectively. Provide examples from your past experiences where you successfully organized client documentation or handled complex application processes.
✨Demonstrate Effective Communication
Prepare to showcase your communication skills, both written and verbal. Think of instances where you resolved issues with clients or collaborated with sales teams, and be ready to share those stories.
✨Familiarize Yourself with Internal Systems
If you have experience with systems like DOCS, mention it during the interview. If not, express your willingness to learn and adapt quickly to new technologies, emphasizing your tech-savviness.
