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For Companies At a Glance
- Tasks: Conduct thorough reviews of client documentation and support compliance processes.
- Company: Global broking organisation with a strong focus on compliance and client onboarding.
- Benefits: Competitive salary, professional development opportunities, and a dynamic work environment.
- Why this job: Join a leading firm and play a key role in ensuring compliance in financial markets.
- Qualifications: Five years of KYC and AML experience, preferably in exchange traded futures and options.
- Other info: Collaborative team atmosphere with opportunities for career advancement.
The predicted salary is between 36000 - 60000 £ per year.
Based in the compliance onboarding team of a global broking organisation, we are looking for someone with five years KYC and AML experience within the financial markets. It would be highly preferred that you have a background on-boarding both Clearing and Execution clients within the exchange traded futures and option arena.
Duties and Responsibilities
- Forensic review of client documentation in conjunction with FCA Know Your Customer and Anti-Money Laundering Rules.
- Diligent preparation of client application packs for Anti-Money Laundering, Compliance, Credit and Risk review.
- Support and assist the firm’s Management on client applications and documentation requirements.
- Liaise with the sales teams to resolve account application questions and issues.
- Liaise with clients to resolve account application questions and issues.
- Ensure creation and maintenance of accurate client information and static data on internal systems.
- Assist with project work when required.
- Other duties as assigned.
Client Onboarding KYC Associate employer: Taylor James Resourcing
Contact Detail:
Taylor James Resourcing Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Client Onboarding KYC Associate
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial markets, especially those who have experience in KYC and AML. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA regulations and KYC processes. We recommend practising common interview questions related to client onboarding and compliance to show you’re the right fit.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. Use our website to find roles that excite you and match your skills in the exchange traded futures and options arena.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you top of mind and show your enthusiasm for the role. It’s a small gesture that can make a big difference in the hiring process.
We think you need these skills to ace Client Onboarding KYC Associate
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Client Onboarding KYC Associate role. Highlight your five years of KYC and AML experience, especially in the financial markets. We want to see how your background aligns with our needs!
Showcase Relevant Experience: When writing your application, emphasise your experience onboarding Clearing and Execution clients. We’re looking for someone who knows their stuff in the exchange traded futures and options arena, so don’t hold back!
Be Clear and Concise: Keep your application clear and to the point. We appreciate a well-structured application that makes it easy for us to see your qualifications and experience. Avoid jargon unless it’s relevant to the role!
Apply Through Our Website: We encourage you to apply through our website for the best chance of getting noticed. It helps us keep track of applications and ensures you’re considered for the role. Don’t miss out on this opportunity!
How to prepare for a job interview at Taylor James Resourcing
✨Know Your KYC
Make sure you brush up on your KYC and AML knowledge before the interview. Familiarise yourself with the latest FCA regulations and be ready to discuss how you've applied these in your previous roles. This will show that you're not just experienced, but also current in your understanding.
✨Showcase Your Experience
Prepare specific examples from your five years of experience that highlight your skills in onboarding Clearing and Execution clients. Use the STAR method (Situation, Task, Action, Result) to structure your answers, making it easy for the interviewer to see your impact.
✨Communication is Key
Since you'll be liaising with sales teams and clients, demonstrate your communication skills during the interview. Practice explaining complex KYC processes in simple terms, and be ready to discuss how you've resolved issues in the past. This will show your ability to collaborate effectively.
✨Be Ready for Project Work
Expect questions about your experience with project work. Think of instances where you've contributed to or led projects related to client onboarding or compliance. Highlight your organisational skills and how you manage multiple tasks, as this role will require diligence and attention to detail.
