Broker Back office Supervisor

Senior Credit Controller – Reinsurance Accounting TechnicianSalary: £70,000 – £75,000 per annum. Type: Permanent. Location: London.

Our client, a global financial markets trading company, is seeking an experienced professional with a background in back‐office/futures trade reporting to oversee and own back‐office operations for their regulated business.

Liaise with broking desks on IT, compliance, client onboarding and client matters.

Understand broker commission and draft a broker\’s commission manual.

Ensure necessary back‐office coverage across all jurisdictions.

Implement end‐of‐day zero commission, reduced commission and error trade reporting/reconciliation.

Supervise error handling and complaints escalation processes.

Oversee deal ticket submission and trade submission to exchanges, ensuring timely and accurate reporting and escalation to the exchanges and CPFL Compliance team.

Coordinate back‐office team training, maintaining up‐to‐date exchange rules and back‐office policies.

Maintain Exchange membership, user registration and de‐registration.

Maintain products in the system and update new products.

Submit yearly documents including ICE Annual Questionnaire.

Ensure compliance with post‐Brexit Oslo structure and liaise with compliance team for EU/UK law alignment between futures and securities.

Prepare desk reports for Desk Head meetings and secure Desk Head sign‐off.

Implement daily report policy for financial promotions, ensuring review and signing before issuance.

Update financial promotions policy in line with compliance directions.

Liaise with Credit Control to resolve issues blocking payments and flag overdue clients.

To apply: Email: duncan@taylorjamesresourcing.com | Reference: db3485

Additional details: Date: 25 Aug 2023 | Sector: Financial Markets | Type: Permanent | Location: London.

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