At a Glance
- Tasks: Lead compliance operations and ensure regulatory standards are met in a dynamic banking environment.
- Company: Join Tandem, a fast-growing challenger bank focused on sustainable digital banking.
- Benefits: Enjoy competitive salary, flexible working, generous leave, and unique employee perks.
- Other info: Be part of a diverse team that values every voice and promotes a culture of integrity.
- Why this job: Make a real impact in shaping the future of sustainable banking while developing your career.
- Qualifications: Senior compliance leadership experience and strong knowledge of FCA regulations required.
The predicted salary is between 60750 - 74250 £ per year.
Working Pattern: Monday to Friday, 09.00 - 17.00, 36.25 hours per week
Salary: up to £120,000 basic salary and benefits
Location: Flexible – Embrace hybrid work from our Cardiff or London Offices
Tandem is growing fast and helping to shape the future of sustainable banking.
Your team: Collaborators in change
This role supports the SMF16 holder and is responsible for leading the day-to-day operations of the Compliance function within the agreed delegation, governance, and risk management framework. The role provides leadership and oversight of Compliance Advisory and Compliance Monitoring leadership, together with other compliance colleagues as assigned. The position ensures the effective delivery of compliance activities, provides expert regulatory guidance to the business, and supports the maintenance of a strong compliance culture across the organisation.
Your Impact: Building a sustainable tomorrow
- Motor Finance Redress Programme
- Compliance Leadership
- Regulatory Advice and Business Partnership
- Oversight and Assurance
- Governance and Regulatory Engagement
- Regulatory Change and Consumer Outcomes
We’d love to hear from you if you have:
- Significant senior compliance leadership experience in UK regulated financial services.
- Strong knowledge of FCA regulation, Consumer Duty, SMCR and conduct risk management.
- Experience overseeing complex remediation, redress or other high-profile regulatory programmes.
- Credibility with Executive and Board stakeholders and experience supporting regulatory engagement.
- Strong judgement, independence, commercial awareness, and delivery focus.
- Ability to move quickly, prioritise effectively and create impact within a fixed-term assignment.
It would be great, but not essential if you have:
- Motor finance, consumer credit, retail banking, mortgages, savings or specialist lending experience.
- Experience in a PRA-regulated firm or complex financial services group.
- Previous SMF approval or direct experience supporting an SMF16 holder.
- Relevant legal, compliance or risk qualification.
- Third party oversight frameworks.
Rewards that reflect your value, what’s in it for you?
- 25 days annual leave plus 8 days Bank Holiday
- An additional day off for a ‘celebration day’ including, but not limited to, birthdays, weddings, religious holidays, graduations etc
- Buy or sell up to 5 days holiday a year
- Healthcare cash plan through Westfield Health
- Life Assurance at 3 x salary
- Electric Vehicle salary sacrifice scheme
- Cycle to Work salary sacrifice scheme and a free helmet
- Salary sacrifice Pension contribution*, 4% employee contributions matched with 4% Tandem contribution (*Subject to salary eligibility)
- Smart Tech scheme (buy goods with 0% interest)
- 10% discount on solar panels
- Tandem Hub for treats, cash back and discounts on UK retailers
- 2 days per year paid volunteering
- Free cereal, snacks and drinks in all offices
- Quarterly team social budgets
Please note, benefits are based on a permanent contract and some benefits are subject to eligibility criteria, such as passing your probation.
Our Green Deal: Your Impact Amplified
A little welcome gift from us to you, we’ll plant a tree in the Tandem Grove and you can enter into our “Green Deal” below:
- Volunteer 14.25 hours a year for charity > receive a half day on a Friday
- Take part in a fundraising event > Tandem will match up to £200 a year
- Have renewable energy at home > receive an additional 1-day annual leave
- Drive an electric car > receive £500 towards a home charger
- Use public transport or have a low emissions/hybrid car > entry into a £200 prize draw
- Sign up to cycle to work scheme > receive £30 voucher for a cycling helmet
Ready to make your mark? Apply now and let's pave the way to a more sustainable world, together.
Our approach to DE&I is reflected in our hiring process so please let us know if you require any reasonable adjustments. We will close adverts once we have received enough applications so please apply asap if you’re interested in the role.
Tandem is an equal opportunity employer and are committed to meeting our responsibilities under the Equality Act (2010). We respect the diverse experience and talents that every individual brings to our Company, and we are determined to ensure that no applicant or employee receives less favourable treatment on the grounds of gender, age, disability, religion, belief, sexual orientation, marital status, or race, or is disadvantaged by conditions or requirements which cannot be shown to be justifiable.
Please be aware that background checking (including credit, criminal records and CIFAS Internal Fraud Database Checks) form part of our recruitment process. We will adhere to our duties under the Rehabilitation of Offenders Act 1974.
Head of Compliance 9/12 Months FTC in London employer: Tandem Bank
Tandem is an exceptional employer that prioritises employee well-being and growth, offering a flexible part-time role as an Operations Administrator in the vibrant city of Cardiff. With a strong commitment to sustainability and a culture that values every voice, employees benefit from generous leave policies, a comprehensive benefits package, and opportunities for professional development, all while contributing to meaningful change in the banking sector.
StudySmarter Expert Advice🤫
We think this is how you could land Head of Compliance 9/12 Months FTC in London
✨Join Financial Networking Events
Jump into local finance meetups and conferences — they’re a goldmine for temporary roles in banking and financial services. You can chat with industry professionals and even get leads on upcoming opportunities that might not be posted online yet.
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Reach out to temp agencies that focus on the banking sector. They often have strong ties with various firms and can help you secure short-term gigs that can help beef up your CV and get your foot in the door at firms like Tandem Bank.
✨Connect with Alumni from Your Uni
Don't underestimate the power of your university’s alumni network. Many former students are working in banking and can help you find temporary roles or even offer mentorship. Reach out directly or attend alumni events to broaden your circle.
✨Stay Active on Job Boards and Company Websites
Keep your eyes peeled on job boards specifically for finance roles. Companies like Tandem Bank might post temporary positions directly on their sites, so make sure to apply there too. Set alerts to catch those roles the moment they go live!
We think you need these skills to ace Head of Compliance 9/12 Months FTC in London
Some tips for your application 🫡
Show Off Your Academic Achievements:In banking and financial services, your academic record can really make you stand out. List relevant grades, certifications, or coursework on your CV, especially if you've taken finance-related modules. This is particularly important for a temporary role where qualifications can help you shine even brighter!
Highlight Relevant Experience:If you’ve done any internships, part-time roles, or even coursework that aligns with banking or finance, make sure you include those! Showcase specific tasks where you used quantitative skills or analytical thinking, as this is what the hiring managers at Tandem Bank will be keen to see in your application.
Tailor Your Cover Letter Purposefully:When writing your cover letter, focus on why you’re interested in a temporary position at Tandem Bank. Let them know how you can quickly adapt to the team's needs and how eager you are to learn the ropes of the banking sector during this short stint. Your motivation and enthusiasm could really set you apart!
Be Prepared with References:For temporary roles, references can play a crucial role in your application. Make sure you’ve got a couple of references lined up who can vouch for your skills and work ethic. This helps to give Tandem Bank confidence in your short-term commitment to the role.
How to prepare for a job interview at Tandem Bank
✨Brush Up on Financial Regulations
Since this is a role in banking and financial services, be ready to discuss key regulations like MiFID, Basel III, or GDPR. These are hot topics, and your awareness of how they impact daily operations can give you a significant edge during your interview with Tandem Bank.
✨Showcase Your Analytical Skills
Prepare for interview questions that assess your analytical abilities. You might need to tackle hypothetical scenarios involving risk assessment or financial forecasting. Bringing examples of relevant projects or coursework can emphasise your practical understanding of these concepts.
✨Highlight Flexibility and Adaptability
For a temporary role, showing that you can quickly pick up new processes and tools is crucial. Be ready to discuss previous experiences where you had to adapt to changing requirements or tight deadlines, as this will reassure Tandem Bank that you’re a reliable team player.
✨Demonstrate a Willingness to Learn
In a temporary position, leaning into your eagerness to learn can really set you apart. Be prepared to share how you’re staying updated on industry trends or any additional training you've pursued. Employers appreciate candidates who are proactive about their development—even for short-term roles.
