Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Support regulatory reporting and ensure compliance with international standards.
- Company: Join T. Rowe Price, a leading global asset management firm.
- Benefits: Enjoy competitive pay, flexible work options, and career development resources.
- Why this job: Make a real impact in the finance world while growing your skills.
- Qualifications: Relevant degree or experience in transaction reporting and compliance.
- Other info: Be part of a diverse team that values inclusion and collaboration.
The predicted salary is between 36000 - 60000 £ per year.
At T. Rowe Price, we identify and actively invest in opportunities to help people thrive in an evolving world. As a premier global asset management organization with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed income, and multi-asset capabilities to individuals, advisors, institutions, and retirement plan sponsors. We take an active, independent approach to investing, offering our dynamic perspective and meaningful partnership so our clients can feel more confident.
We believe doing the right thing for our clients and our associates is good business. With a career at the firm, you can expect opportunities to create real impact at work and in your community. You’ll enjoy resources to support your career path, as well as compensation, benefits, and flexibility to enrich your life. Here, you’ll find a collaborative culture that respects and values differences and colleagues who share a spirit of generosity. Join us for the opportunity to grow and make a difference in ways that matter to you.
POSITION PURPOSEThe Regulatory Reporting Analyst will support day-to-day transaction reporting requirements for the international business, including but not limited to AIFMD, UCITS, FormPF, EMIR, ASIC, SFTR, MAS and MiFID II. This position will focus on core processing, identifying reporting issues and resolving exceptions. The analyst will work with internal and external teams to implement fixes and facilitate testing, as well as providing periodic status updates to Management. In addition, the incumbent will need to stay abreast of developments within the regulatory reporting space. The analyst must work with the Investment Operations Regulatory Reporting team to use this knowledge to support change, agree best practices and implement new processes and procedures as appropriate.
Principal Responsibilities- AIFMD, UCITS, & FormPF: Production of periodic filings to the CSSF, FCA, & SEC. Performance of reconciliations to ensure that the reporting content is complete and accurate.
- ASIC & MAS Daily Reporting (Australian and Singapore activities): Checking FX, Credit, Rates, and Equity derivatives are all reported successfully and addressing NACKS daily. Logging of repeat issues and working with internal teams to implement fixes and perform UAT Testing when necessary. Performing daily reconciliations to confirm completeness, accuracy, and timeliness. Collation of daily MIS statistics.
- SFTR: Performing oversight and reconciliations of Margin Lending reporting conducted by the elected fund Prime Brokers. Production of daily MIS.
- MiFID II: Daily Monitoring of both Trade and Transaction Reporting. Reviewing daily exceptions and ensuring resolution within the regulatory timeframe. Conducting analysis of Transaction Reporting reconciliations performed by a Third-Party consultant and perform back-reporting where necessary. Conducting periodic reconciliations of Trade Reporting focusing on completeness, accuracy, and timeliness. Production of daily MIS for both functions.
- Client Support: Ensure TRP clients are onboarded for all global reporting regimes and provide support for their requirements. Production of reoccurring quarterly and monthly client reports.
- Relevant degree and/or work experience within the sector
- Prior experience of working in a transaction reporting role
- Strong operational background
- Strong knowledge of regulatory / compliance transaction reporting requirements
- Working knowledge of Trade Repositories, ARMs & APAs (DTCC, UnaVista, Trade Echo etc.)
- Strong industry network and knowledge of market trends and practices related to transaction reporting
- Flexibility to cover other specialist areas as and when business needs dictate
- Ability to work effectively and make sound decisions in a high-pressure environment with strict deadlines
- Proactively research issues and follow through to resolution
- Experience in supporting departmental projects and initiatives
- Strong analytical, research, audit and quantitative skills
- Ability to prioritize multiple tasks efficiently
- Detail-oriented
- Able to communicate effectively with multiple levels of management in both the operations and investment sides of the business
- Ability to maintain high level of client service
- Fluency in English, both oral and written
- Strong IT skills including MS Excel and role relevant technology
- Ability to prioritise effectively
- Understanding and / or having exposure to the role of an outsource provider
At T. Rowe Price, our associates are our greatest asset. We thrive because our company culture is built on inclusion and because we sustain a work environment where associates can bring their best selves to work every day. The backgrounds, talents, and experiences of our global associates allow us to embrace new ideas and perspectives that move our business priorities forward and enable us to deliver strong client outcomes. Here, you can expect equal opportunity and fair and consistent treatment for all.
Analyst, Compliance Services & Regulatory Reporting - 10 mth FTC employer: T. Rowe Price
Contact Detail:
T. Rowe Price Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Analyst, Compliance Services & Regulatory Reporting - 10 mth FTC
✨Tip Number 1
Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by researching the company and its culture. Understand their values and how they align with yours. This will help you stand out and show that you're genuinely interested in being part of their team.
✨Tip Number 3
Practice your interview skills! Mock interviews with friends or mentors can help you refine your answers and boost your confidence. Focus on articulating your experience and how it relates to the role you're applying for.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Analyst, Compliance Services & Regulatory Reporting - 10 mth FTC
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Analyst role. Highlight relevant experience in compliance and regulatory reporting, and don’t forget to mention any specific regulations you’re familiar with, like AIFMD or MiFID II.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance services and how your skills align with the job. Keep it concise but impactful!
Showcase Your Analytical Skills: Since this role requires strong analytical abilities, be sure to include examples of how you've used these skills in past roles. Whether it's resolving reporting issues or conducting reconciliations, let us know!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at T. Rowe Price
✨Know Your Regulations
Make sure you brush up on the key regulatory frameworks mentioned in the job description, like AIFMD, UCITS, and MiFID II. Being able to discuss these confidently will show that you're not just familiar with the terms but understand their implications in a compliance context.
✨Showcase Your Analytical Skills
Prepare examples from your past experiences where you've successfully resolved reporting issues or conducted reconciliations. Highlighting your analytical prowess will demonstrate your ability to handle the complexities of transaction reporting effectively.
✨Communicate Clearly
Since the role involves liaising with various teams, practice articulating your thoughts clearly and concisely. You might be asked to explain complex concepts, so being able to communicate effectively with different levels of management is crucial.
✨Stay Updated on Industry Trends
Research recent developments in regulatory reporting and compliance. Showing that you're proactive about staying informed will impress interviewers and indicate that you're committed to continuous learning in this fast-evolving field.
