Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Join our Compliance Team to monitor compliance activities and assist with regulatory reports.
- Company: A leading Global Online Broker based in the heart of London.
- Benefits: Enjoy a competitive salary, bonuses, and excellent benefits in a dynamic work environment.
- Why this job: Kickstart your career in Financial Services Compliance with full training and hands-on experience.
- Qualifications: Must have a 2.1 degree and strong A-level results; UK citizenship required.
- Other info: This role is office-based for effective learning and development.
The predicted salary is between 21600 - 36000 £ per year.
We are exclusively recruiting for our Client, a Global Online Broker, looking for a trainee Compliance Analyst to join their Compliance Team in London. Assisting the Head of Compliance & MLRO in carrying out a wide variety of broad Compliance activities, duties will include:
- Compliance and AML Monitoring (testing, escalation and report generation) in line with the Regulatory Monitoring Plan;
- Reviewing and approving financial promotions across all media and delivering training;
- Assisting with investigating and resolving client complaints referred to FOS;
- Assisting with the preparation of Compliance policies and procedures;
- Submitting regulatory reports via Gabriel/Connect and co-ordinating other ad hoc regulatory reports;
- Investigating potential sanctions/PEP/Adverse Media matches;
- Carrying out transaction monitoring tasks in accordance with the Transaction Monitoring Policy to ensure the systems and controls to prevent money laundering/financial crime remain adequate;
- Carrying out initial review of any suspicious activity before escalating to the MLRO.
The successful candidate must have a demonstrable interest in Financial Services Compliance, be UK citizens and have a 2.1 from a leading University with at least 3 A & B grades at A-level. NB Full training provided so fully office based in order to properly learn and develop in the role.
If this sounds like your next career move and would like to know more, please email your CV to (including a contact number & email) however please note we cannot reply to all applications so only successful applications will be contacted.
GRADUATE COMPLIANCE TRAINEE – GOOD ACADEMIC RECORD REQUIRED employer: Symes Collins
Contact Detail:
Symes Collins Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land GRADUATE COMPLIANCE TRAINEE – GOOD ACADEMIC RECORD REQUIRED
✨Tip Number 1
Research the company and its compliance practices thoroughly. Understanding their specific compliance challenges and recent regulatory changes can help you engage in meaningful conversations during interviews.
✨Tip Number 2
Network with professionals in the compliance field, especially those working in financial services. Attend industry events or join relevant online forums to gain insights and potentially get referrals.
✨Tip Number 3
Prepare for potential interview questions by familiarising yourself with common compliance scenarios and regulations. Being able to discuss how you would handle specific compliance issues will demonstrate your readiness for the role.
✨Tip Number 4
Showcase your academic achievements and any relevant coursework or projects related to compliance. Highlighting your strong academic record can reinforce your suitability for this graduate position.
We think you need these skills to ace GRADUATE COMPLIANCE TRAINEE – GOOD ACADEMIC RECORD REQUIRED
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Trainee. Familiarise yourself with compliance and AML monitoring, as well as the importance of regulatory reports.
Highlight Relevant Academic Achievements: Since a good academic record is required, ensure your CV prominently features your 2.1 degree and A-level grades. Mention any relevant coursework or projects that relate to financial services compliance.
Craft a Tailored Cover Letter: Write a cover letter that specifically addresses your interest in financial services compliance. Explain why you are passionate about this field and how your background makes you a suitable candidate for the role.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors. A polished application reflects attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Symes Collins
✨Show Your Passion for Compliance
Make sure to express your genuine interest in Financial Services Compliance during the interview. Research recent developments in compliance regulations and be ready to discuss how they impact the industry.
✨Highlight Your Academic Achievements
Since a good academic record is required, be prepared to talk about your educational background. Emphasise your 2.1 degree and A-level grades, and explain how your studies have prepared you for a role in compliance.
✨Demonstrate Attention to Detail
Compliance roles require a keen eye for detail. Prepare examples from your past experiences where you successfully identified issues or ensured accuracy in your work. This will show that you can handle the responsibilities of the role.
✨Prepare Questions About the Role
Have thoughtful questions ready to ask the interviewer about the Compliance Team and their processes. This shows your enthusiasm for the position and helps you understand if it's the right fit for you.
