Swarm Recruitment is seeking a Risk & Compliance professional to support the risk and compliance framework across FCA-regulated wealth management activities. You will work with the Compliance Officer and senior management to assess and manage regulatory and conduct risks, aiming for strong client outcomes.
The role covers risk assessments, monitoring, control testing and reporting, with responsibilities spanning incident management, regulatory submissions and training support.
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Risk & Compliance Analyst – Wealth Advisory in Witney employer: Swarm Recruitment
Swarm Recruitment is an excellent employer, offering a dynamic work culture that promotes flexibility and collaboration through hybrid working arrangements. With a focus on employee growth, you will have access to comprehensive training and development opportunities, alongside a competitive salary structure that rewards your hard work and dedication in the thriving Neath area.
