At a Glance
- Tasks: Join our Regulatory Consulting team and engage in diverse projects that shape our new business line.
- Company: One of the UK's top 10 fastest-growing accountancy firms with a rich history since 1881.
- Benefits: Enjoy private medical insurance, generous holidays, and fully funded professional training.
- Other info: Be part of a diverse team committed to inclusion and personal growth.
- Why this job: Make a real impact in a dynamic environment where your input matters, regardless of experience.
- Qualifications: Regulatory consulting experience or related background; strong communication and project management skills.
The predicted salary is between 28800 - 43200 £ per year.
At S&W, we help our clients thrive by simplifying the complex, illuminating new paths, and shaping solutions that make a difference. As one of the UK's top 10 fastest-growing accountancy firms, we have been a trusted partner since 1881—helping businesses and individuals meet challenges and seize opportunities across generations. Built on expertise and driven by ambition, we provide a comprehensive range of services, including tax and accountancy, advisory and assurance, corporate finance, and restructuring. We are defined by our purpose—to help navigate challenges, unlock potential, and achieve the extraordinary.
What will you be doing?
Do you want to join our newly formed Regulatory Consulting team? This is a unique opportunity to engage with a diverse range of projects and contribute significantly to shaping the new business line. The team operates in a dynamic and fast-paced environment where everyone's input is crucial. Given the early stage of the function, individuals have a substantial influence on the business and team, regardless of their seniority or experience. Reporting to a Partner within the function, this role focuses on project delivery. The Regulatory Consulting Consultant will support and deliver assigned client work elements, assist with technical research, and produce technical materials. Additionally, you will contribute to the team's development and growth while meeting team utilisation targets.
As Regulatory Consulting Consultant, your responsibilities will include among others:
- Carrying out assigned tasks on specified client project work, working autonomously and proactively;
- Drafting and maintaining policies, procedures and compliance monitoring programmes;
- Delivering training to clients;
- Assisting with regulatory matters including authorisation applications and variations of permissions;
- Undertaking file reviews and detailed testing in accordance with regulatory health checks and assurance related work;
- Researching regulatory issues and topics to enable the wider team to respond to ad-hoc and routine regulatory queries;
- Continually develop basic knowledge on assigned topic areas to prepare for specific pieces of work;
- Ensuring all client records are of a good standard and stored electronically as appropriate;
- Adhere to the firm's quality standards prior to submitting work to internal colleagues;
- Research solutions to problems/issues on cases/projects to develop your own technical knowledge;
- Keep abreast of regulatory developments and understand how client activities may be impacted;
- Work flexibly in adjusting to changes in priority of workload, with client delivery and deadlines always met, unless agreed otherwise with client and/or project lead;
- Participating in original thought leadership.
Qualifications
To be successful in this role, you should have:
- Proven regulatory consulting experience, OR;
- Proven regulatory-related experience gained at a financial services institution, legal practice, consultancy or the regulator;
- Professionally qualified in regulation to Level 4 or equivalent or studying towards it;
- A good general understanding and applied experience of FCA rules and regulations;
- A particular interest in developing knowledge of governance requirements and conduct issues affecting anyone of the following sectors: wealth, banking, insurance, pensions, consumer lending or other regulated sub-sectors;
- Competent using the main MS Office packages: Word, Excel and PowerPoint;
- Strong written and oral communication skills;
- Ability to prioritise multiple projects and engagements while meeting tight deadlines;
- Formal Project Management experience would also be desirable;
- Highly motivated individual who thrives in a fast-paced, high-pressure environment.
Additional Information
As a colleague here at S&W you will have access to benefits that include:
- Private medical insurance;
- Life assurance;
- Pension contribution;
- Generous holiday package;
- Option to purchase additional holiday;
- Shared parental leave;
- Fully funded training towards professional qualifications;
- Cycle to work scheme;
- Season ticket loan;
- Eye care support.
We are proud to value the differences that a diverse workforce brings, representative of society and our clients. At S&W we have a wide range of highly active employee resource groups and we're delivering multiple diversity, equity and inclusion initiatives across the organisation. It is our commitment to provide a workplace where all colleagues, regardless of identity, background, or circumstance, feel respected as individuals and feel that they can achieve their full potential and work in a safe, supportive, and inclusive environment. We are happy to make any reasonable adjustments to accommodate for your needs throughout the application process. Please let your Recruiter know.
Regulatory Consulting Consultant in London employer: SW Group
At S&W, we pride ourselves on being one of the UK's top 10 fastest-growing accountancy firms, offering a vibrant work culture that encourages collaboration and innovation. Our Regulatory Consulting team is at the forefront of shaping new business lines, providing employees with unique opportunities for professional growth and development in a supportive environment. With a comprehensive benefits package, including private medical insurance and fully funded training towards professional qualifications, we are committed to fostering a diverse and inclusive workplace where every individual can thrive.
StudySmarter Expert Advice🤫
We think this is how you could land Regulatory Consulting Consultant in London
✨Tip Number 1
Network like a pro! Reach out to people in the regulatory consulting field, attend industry events, and connect on LinkedIn. We all know that sometimes it’s not just what you know, but who you know that can help you land that dream job.
✨Tip Number 2
Prepare for interviews by researching S&W and their regulatory consulting team. Understand their values and recent projects. We want to see your enthusiasm and how you can contribute to shaping this new business line!
✨Tip Number 3
Showcase your skills! Bring examples of your past work or projects that relate to regulatory matters. We love seeing how you’ve tackled challenges and delivered results—this is your chance to shine!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we’re always looking for passionate individuals ready to make a difference in our team.
We think you need these skills to ace Regulatory Consulting Consultant in London
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter for the Regulatory Consulting Consultant role. Highlight your relevant experience and skills that align with the job description, showing us why you're the perfect fit!
Showcase Your Communication Skills:Since strong written communication is key for this role, ensure your application is clear, concise, and free of errors. Use professional language but let your personality shine through—after all, we want to get to know the real you!
Demonstrate Your Knowledge:We love candidates who are proactive about their learning! Mention any relevant regulatory knowledge or experience you have, especially around FCA rules and regulations. This will show us that you're ready to hit the ground running.
Apply Through Our Website:Don't forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it’s super easy to do!
How to prepare for a job interview at SW Group
✨Know Your Regulatory Stuff
Make sure you brush up on FCA rules and regulations before the interview. Being able to discuss specific regulatory issues or recent developments will show that you're not just familiar with the basics, but that you're genuinely interested in the field.
✨Showcase Your Project Management Skills
Since this role involves managing multiple projects, be ready to share examples of how you've successfully prioritised tasks in the past. Use the STAR method (Situation, Task, Action, Result) to structure your responses and highlight your ability to thrive in a fast-paced environment.
✨Prepare for Technical Questions
Expect questions that dive into your technical knowledge and experience. Review common regulatory scenarios and think about how you would approach them. This will help you demonstrate your problem-solving skills and your ability to research solutions effectively.
✨Engage with the Team's Vision
S&Ws new Regulatory Consulting team is all about collaboration and innovation. Be prepared to discuss how you can contribute to shaping this new business line. Show enthusiasm for being part of a dynamic team and share any ideas you have for original thought leadership.
