At a Glance
- Tasks: Join our Regulatory Consulting team and shape innovative solutions for diverse projects.
- Company: One of the UK’s top 10 fastest-growing accountancy firms with a rich history.
- Benefits: Private medical insurance, generous holiday package, and fully funded training.
- Other info: Inclusive workplace with opportunities for personal and professional growth.
- Why this job: Make a real impact in a dynamic environment while developing your regulatory expertise.
- Qualifications: Experience in regulatory consulting or related fields; strong communication skills required.
The predicted salary is between 28800 - 48000 £ per year.
At S&W, we help our clients thrive by simplifying the complex, illuminating new paths, and shaping solutions that make a difference. As one of the UK’s top 10 fastest-growing accountancy firms, we have been a trusted partner since 1881—helping businesses and individuals meet challenges and seize opportunities across generations. Built on expertise and driven by ambition, we provide a comprehensive range of services, including tax and accountancy, advisory and assurance, corporate finance, and restructuring. We are defined by our purpose—to help navigate challenges, unlock potential, and achieve the extraordinary.
What will you be doing?
Do you want to join our newly formed Regulatory Consulting team? This is a unique opportunity to engage with a diverse range of projects and contribute significantly to shaping the new business line. The team operates in a dynamic and fast-paced environment where everyone's input is crucial. Given the early stage of the function, individuals have a substantial influence on the business and team, regardless of their seniority or experience. Reporting to a Partner within the function, this role focuses on project delivery.
The Regulatory Consulting Consultant will support and deliver assigned client work elements, assist with technical research, and produce technical materials. Additionally, you will contribute to the team's development and growth while meeting team utilisation targets.
As Regulatory Consulting Consultant, your responsibilities will include:
- Carrying out assigned tasks on specified client project work, working autonomously and proactively;
- Drafting and maintaining policies, procedures and compliance monitoring programmes;
- Delivering training to clients;
- Assisting with regulatory matters including authorisation applications and variations of permissions;
- Undertaking file reviews and detailed testing in accordance with regulatory health checks and assurance related work;
- Researching regulatory issues and topics to enable the wider team to respond to ad-hoc and routine regulatory queries;
- Continually develop basic knowledge on assigned topic areas to prepare for specific pieces of work;
- Ensuring all client records are of a good standard and stored electronically as appropriate;
- Adhere to the firm's quality standards prior to submitting work to internal colleagues;
- Research solutions to problems/issues on cases/projects to develop your own technical knowledge;
- Keep abreast of regulatory developments and understand how client activities may be impacted;
- Work flexibly in adjusting to changes in priority of workload, with client delivery and deadlines always met, unless agreed otherwise with client and/or project lead;
- Participating in original thought leadership.
Qualifications
To be successful in this role, you should have:
- Proven regulatory consulting experience, OR;
- Proven regulatory-related experience gained at a financial services institution, legal practice, consultancy or the regulator;
- Professionally qualified in regulation to Level 4 or equivalent or studying towards it;
- A good general understanding and applied experience of FCA rules and regulations;
- A particular interest in developing knowledge of governance requirements and conduct issues affecting anyone of the following sectors: wealth, banking, insurance, pensions, consumer lending or other regulated sub-sectors;
- Competent using the main MS Office packages: Word, Excel and PowerPoint;
- Strong written and oral communication skills;
- Ability to prioritise multiple projects and engagements while meeting tight deadlines;
- Formal Project Management experience would also be desirable;
- Highly motivated individual who thrives in a fast-paced, high-pressure environment.
Additional Information
As a colleague here at S&W you will have access to benefits that include:
- Private medical insurance;
- Life assurance;
- Pension contribution;
- Generous holiday package;
- Option to purchase additional holiday;
- Shared parental leave;
- Fully funded training towards professional qualifications;
- Cycle to work scheme;
- Season ticket loan;
- Eye care support.
We are proud to value the differences that a diverse workforce brings, representative of society and our clients. At S&W we have a wide range of highly active employee resource groups and we’re delivering multiple diversity, equity and inclusion initiatives across the organisation. It is our commitment to provide a workplace where all colleagues, regardless of identity, background, or circumstance, feel respected as individuals and feel that they can achieve their full potential and work in a safe, supportive, and inclusive environment. We are happy to make any reasonable adjustments to accommodate for your needs throughout the application process. Please let your Recruiter know.
Regulatory Consulting Consultant in City of London employer: SW Group
At S&W, we pride ourselves on being one of the UK’s top 10 fastest-growing accountancy firms, offering a vibrant work culture that fosters collaboration and innovation. Our Regulatory Consulting team provides a unique opportunity for professional growth, where every team member's contributions are valued, and you can significantly influence our new business line. With comprehensive benefits including private medical insurance, generous holiday packages, and fully funded training towards professional qualifications, we are committed to supporting your career development in a dynamic and inclusive environment.
StudySmarter Expert Advice🤫
We think this is how you could land Regulatory Consulting Consultant in City of London
✨Tip Number 1
Network like a pro! Reach out to people in the regulatory consulting field, attend industry events, and connect on LinkedIn. The more connections we make, the better our chances of landing that dream job.
✨Tip Number 2
Prepare for interviews by researching S&W and their regulatory consulting team. Understand their values and recent projects so we can show how we align with their mission and contribute to their success.
✨Tip Number 3
Practice makes perfect! Conduct mock interviews with friends or mentors to refine our answers and boost our confidence. The more we practice, the more natural it will feel when we’re in front of the real interviewers.
✨Tip Number 4
Don’t forget to follow up after interviews! A quick thank-you email can leave a lasting impression and show our enthusiasm for the role. Let’s keep the conversation going and remind them why we’re the perfect fit!
We think you need these skills to ace Regulatory Consulting Consultant in City of London
Some tips for your application 🫡
Show Your Passion for Regulation:When writing your application, let us see your enthusiasm for regulatory consulting! Share any relevant experiences or projects that highlight your interest in the field and how you’ve navigated complex regulations before.
Tailor Your CV and Cover Letter:Make sure to customise your CV and cover letter for this role. Highlight your regulatory experience and skills that align with the job description. We want to see how you can contribute to our team right from the start!
Be Clear and Concise:In your written application, clarity is key. Use straightforward language and structure your thoughts logically. This will help us understand your qualifications and how you can fit into our dynamic environment.
Apply Through Our Website:Don’t forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it’s super easy to do!
How to prepare for a job interview at SW Group
✨Know Your Regulatory Stuff
Make sure you brush up on FCA rules and regulations before the interview. Being able to discuss specific regulatory issues and how they impact different sectors will show that you're not just familiar with the basics, but that you’re genuinely interested in the field.
✨Showcase Your Project Management Skills
Since this role involves managing multiple projects, be ready to share examples of how you've successfully prioritised tasks and met tight deadlines in the past. Use the STAR method (Situation, Task, Action, Result) to structure your responses.
✨Demonstrate Your Communication Skills
Strong written and oral communication skills are key for this role. Prepare to discuss how you've effectively communicated complex information to clients or team members in previous roles. You might even want to bring along a sample of your written work if relevant!
✨Be Ready to Contribute Ideas
As part of a newly formed team, your input will be valuable. Think about some original ideas or solutions you could bring to the table regarding regulatory challenges. This shows initiative and a proactive mindset, which is exactly what they’re looking for.
