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- Tasks: Lead compliance efforts and ensure adherence to FCA regulations while guiding international expansion.
- Company: Boutique investment firm focused on sustainable wealth creation.
- Benefits: Flexible, part-time role with a focus on your expertise and impact.
- Why this job: Join a high-impact team and shape the future of compliance in private markets.
- Qualifications: Law degree and strong regulatory background, especially in private markets.
- Other info: Opportunity to work remotely and make a significant difference.
The predicted salary is between 36000 - 60000 £ per year.
A boutique investment firm is seeking a Fractional Head of Legal & Compliance to spearhead their regulatory efforts. This role involves ensuring compliance with FCA regulations, overseeing investor onboarding, and guiding the firm through its international expansion.
The ideal candidate must have a law degree and a strong background in regulatory frameworks, particularly in private markets. Join a high-impact firm with a flexible, part-time role that values your expertise while prioritising sustainable wealth creation.
Fractional Chief Compliance Architect — Remote in London employer: Sustainable Wealth Group
Contact Detail:
Sustainable Wealth Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Fractional Chief Compliance Architect — Remote in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the investment and compliance sectors. We all know that sometimes it’s not just what you know, but who you know that can help you land that dream role.
✨Tip Number 2
Prepare for those interviews! Research the firm’s regulatory challenges and think about how your expertise can help them navigate through FCA regulations. We want you to shine and show them you’re the perfect fit!
✨Tip Number 3
Don’t forget to showcase your experience with international compliance! This role is all about guiding the firm through expansion, so highlight any relevant experience you have. We’re here to help you stand out!
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets noticed. We’re excited to see your skills in action and help you take the next step in your career!
We think you need these skills to ace Fractional Chief Compliance Architect — Remote in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance and regulatory frameworks. We want to see how your background aligns with the role, so don’t be shy about showcasing your law degree and any relevant achievements!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for our boutique investment firm. Share specific examples of how you've navigated FCA regulations or led compliance efforts in previous roles.
Showcase Your International Experience: Since we’re looking to expand internationally, let us know about any experience you have with global compliance issues. Highlighting this will show us that you understand the complexities of working across borders.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity. Plus, it’s super easy!
How to prepare for a job interview at Sustainable Wealth Group
✨Know Your Regulations
Make sure you brush up on FCA regulations and any relevant international compliance frameworks. Being able to discuss these confidently will show that you’re not just familiar with the rules, but that you can apply them effectively in a practical setting.
✨Showcase Your Experience
Prepare specific examples from your past roles where you successfully navigated regulatory challenges or improved compliance processes. This will help demonstrate your expertise and how it aligns with the firm's needs.
✨Understand the Firm's Vision
Research the boutique investment firm’s mission and values. Be ready to discuss how your approach to compliance can support their goals, especially regarding sustainable wealth creation and international expansion.
✨Ask Insightful Questions
Prepare thoughtful questions about the firm’s current compliance challenges and future plans. This shows your genuine interest in the role and helps you assess if the firm is the right fit for you.
