At a Glance
- Tasks: Provide compliance support and advice for trading activities while ensuring market integrity.
- Company: Dynamic financial firm focused on trading compliance and market conduct.
- Benefits: Competitive salary, professional development, and a collaborative work environment.
- Other info: Opportunity to work closely with traders and enhance market conduct controls.
- Why this job: Join a fast-paced team and make a real impact in trading compliance.
- Qualifications: 5+ years in Trading Compliance with strong knowledge of MiFID II/MAR.
The predicted salary is between 70000 - 90000 € per year.
Overview Trading Compliance ensures the firm’s trading activity is effectively supported through close engagement with the front office, the delivery of timely and informed regulatory advice, and the maintenance of high standards of market integrity. This role sits within the Trading Compliance team and works in close partnership with trading desks and business management. The successful candidate will develop a deep understanding of the firm’s strategies, products, algos, and market structure in order to provide practical, commercially aware compliance guidance. The role combines real-time advisory support with oversight of market conduct and trading risks, and partners closely with Regulatory Compliance to ensure consistent interpretation of regulatory requirements across the firm.
Key Responsibilities
- Develop and maintain an in-depth understanding of the firm’s trading strategies, algorithms, products, and market microstructure to provide risk-based compliance support.
- Act as a trusted day-to-day compliance contact for Trading, providing clear, practical advice on regulatory and conduct matters.
- Support new trading strategy initiatives and changes to existing activity to ensure alignment with applicable regulatory requirements.
- Advise on market conduct matters, including the delivery of targeted training where appropriate.
- Contribute to the ongoing enhancement of the firm’s trading conduct and market abuse controls, including oversight and escalation of relevant issues.
- Work closely with Regulatory Compliance to ensure consistent interpretation of regulatory requirements and coordinated issue management.
What We're Looking For
Experience & Skills
- At least 5 years’ experience in a Trading Compliance role or similar advisory role.
- Strong working knowledge of MiFID II / MAR.
- Comfortable engaging directly with traders and desk heads in a fast-paced environment.
Desirable
- Experience across fixed income/ derivatives /equity markets.
- Experience with trade surveillance/market abuse controls.
- Experience operating under FCA and/or CBI supervision.
- Relevant compliance qualification.
Key Attributes
- Clear and confident communicator, comfortable in a trading environment.
- Commercially aware, with strong judgement and the confidence to make decisions while recognising when to elevate.
- Collaborative team player who builds effective relationships across Trading and Compliance.
- Self-sufficient and organised, able to manage competing priorities.
- Adaptable and responsive to evolving business and market conditions.
Trading Compliance Advisory in London employer: Susquehanna International Group
As a leading firm in the financial sector, we pride ourselves on fostering a dynamic and inclusive work environment that encourages professional growth and collaboration. Our Trading Compliance team plays a crucial role in maintaining market integrity while providing valuable support to trading desks, ensuring that employees are equipped with the knowledge and skills necessary to thrive in a fast-paced setting. With a commitment to employee development and a culture that values clear communication and teamwork, we offer a rewarding career path for those looking to make a meaningful impact in compliance advisory.
Contact Detail:
Susquehanna International Group Recruiting Team
StudySmarter Expert Advice🤫
We think this is how you could land Trading Compliance Advisory in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the trading compliance space. Attend industry events or webinars, and don’t be shy about introducing yourself. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of MiFID II and MAR. Be ready to discuss how you can provide practical compliance guidance based on your understanding of trading strategies and market conduct. Show them you mean business!
✨Tip Number 3
When you get that interview, make sure to ask insightful questions about their trading strategies and compliance challenges. This shows you’re not just interested in the role, but you’re also keen to contribute to their success.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of opportunities waiting for you, and applying directly helps us keep track of your application. Plus, it shows you’re serious about joining our team!
We think you need these skills to ace Trading Compliance Advisory in London
Some tips for your application 🫡
Know the Role Inside Out:Before you start writing your application, make sure you really understand what the Trading Compliance Advisory role is all about. Dive into the job description and get a grip on the key responsibilities and skills required. This will help you tailor your application to show how you fit the bill.
Show Off Your Experience:When you're detailing your experience, be specific! Highlight your past roles in Trading Compliance or similar advisory positions. Mention any relevant projects or achievements that demonstrate your strong working knowledge of MiFID II / MAR and your ability to engage with traders in a fast-paced environment.
Be Clear and Confident:Your written application should reflect your communication skills. Use clear, concise language and avoid jargon unless it's necessary. Remember, you want to come across as confident and capable, so don’t shy away from showcasing your judgement and decision-making abilities.
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It’s the best way to ensure your application gets to the right people. Plus, it shows you’re proactive and keen to join our team at StudySmarter!
How to prepare for a job interview at Susquehanna International Group
✨Know Your Stuff
Make sure you have a solid grasp of the firm's trading strategies, products, and market structure. Brush up on MiFID II and MAR regulations, as you'll need to demonstrate your understanding of these during the interview.
✨Engage with Confidence
Practice how you’ll communicate with traders and desk heads. You want to come across as clear and confident, so consider role-playing scenarios where you provide compliance advice or discuss regulatory matters.
✨Show Your Commercial Awareness
Be prepared to discuss how compliance impacts trading decisions. Think about real-world examples where compliance has influenced market conduct and be ready to share your insights on maintaining market integrity.
✨Demonstrate Team Spirit
Highlight your collaborative skills by sharing experiences where you've worked closely with trading desks or compliance teams. Show that you can build effective relationships and adapt to the fast-paced trading environment.
