At a Glance
- Tasks: Provide compliance support and advice for trading activities while ensuring market integrity.
- Company: Dynamic financial firm focused on trading compliance and market conduct.
- Benefits: Competitive salary, professional development, and a collaborative work environment.
- Other info: Opportunity to engage directly with traders and enhance your compliance skills.
- Why this job: Join a fast-paced team and make a real impact in trading compliance.
- Qualifications: 5+ years in Trading Compliance with strong knowledge of MiFID II/MAR.
The predicted salary is between 59400 - 72600 £ per year.
Trading Compliance ensures the firm’s trading activity is effectively supported through close engagement with the front office, the delivery of timely and informed regulatory advice, and the maintenance of high standards of market integrity. This role sits within the Trading Compliance team and works in close partnership with trading desks and business management. The successful candidate will develop a deep understanding of the firm’s strategies, products, algos, and market structure in order to provide practical, commercially aware compliance guidance. The role combines real-time advisory support with oversight of market conduct and trading risks, and partners closely with Regulatory Compliance to ensure consistent interpretation of regulatory requirements across the firm.
Key Responsibilities
- Develop and maintain an in-depth understanding of the firm’s trading strategies, algorithms, products, and market microstructure to provide risk-based compliance support.
- Act as a trusted day-to-day compliance contact for Trading, providing clear, practical advice on regulatory and conduct matters.
- Support new trading strategy initiatives and changes to existing activity to ensure alignment with applicable regulatory requirements.
- Advise on market conduct matters, including the delivery of targeted training where appropriate.
- Contribute to the ongoing enhancement of the firm’s trading conduct and market abuse controls, including oversight and escalation of relevant issues.
- Work closely with Regulatory Compliance to ensure consistent interpretation of regulatory requirements and co-ordinated issue management.
What we’re looking for
Experience & Skills
- At least 5 years’ experience in a Trading Compliance role or similar advisory role.
- Strong working knowledge of MiFID II / MAR.
- Comfortable engaging directly with traders and desk heads in a fast-paced environment.
Desirable
- Experience across fixed income/ derivatives /equity markets.
- Experience with trade surveillance/market abuse controls.
- Experience operating under FCA and/or CBI supervision.
- Relevant compliance qualification.
Key Attributes
- Clear and confident communicator, comfortable in a trading environment.
- Commercially aware, with strong judgement and the confidence to make decisions while recognising when to escalate.
- Collaborative team player who builds effective relationships across Trading and Compliance.
- Self-sufficient and organised, able to manage competing priorities.
- Adaptable and responsive to evolving business and market conditions.
Trading Compliance Advisory in London employer: Susquehanna International Group, LLP
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Contact Details:
Susquehanna International Group, LLP Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Trading Compliance Advisory in London
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We think you need these skills to ace Trading Compliance Advisory in London
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