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- Tasks: Lead compliance strategy and risk management while ensuring operational excellence.
- Company: Join a growing firm focused on compliance and risk management innovation.
- Benefits: Enjoy flexible remote work options and a competitive salary package.
- Why this job: Shape the future of compliance in a supportive, dynamic environment with strong leadership backing.
- Qualifications: Qualified Accountant/Auditor with experience in compliance roles, preferably in a Top 40 accountancy firm.
- Other info: Unique opportunity to develop a new role with minimal travel requirements.
The predicted salary is between 43200 - 72000 £ per year.
We are seeking a dedicated Technical Compliance Lead to play a strategic leadership role in the firm. This is a newly created position that will shape our compliance and risk management strategy while ensuring operational excellence. A key focus of the role will be on developing robust frameworks, educating the business on compliance matters and taking a proactive approach to risk management and regulatory adherence.
The ideal candidate will be a qualified Accountant/Auditor with experience in an accountancy practice, currently working in or having held a technical or compliance-focused role. Experience in QAD, ICAEW, or a senior compliance role within a Top 40 accountancy firm is highly desirable. As this is a newly created role, you will have a unique opportunity to shape its development and lead compliance and risk management across the firm.
The role encompasses setting compliance strategy, developing implementation plans, and overseeing their execution while ensuring smooth day-to-day operations and facilitating change management. You will collaborate closely with the Audit Committee, Audit Compliance Partner, and Managing Partner, receiving full support in executing your responsibilities effectively. We provide flexible options for remote and/or in-office work. This role typically requires one trip to each office per year, significantly reducing travel compared to a traditional QAD position. It’s an excellent opportunity for those seeking a better work-life balance, with fewer days on the road and a more collaborative, hands-on role.
Key Responsibilities:- Develop and implement the firm’s compliance strategy and ensure its effective execution.
- Lead on all areas of compliance and risk management, ensuring regulatory adherence and operational excellence.
- Work closely with and support the Audit Committee, Audit Compliance Partner, and Managing Partner.
- Manage and coordinate resources involved in compliance activities, including the Compliance team and Responsible Individuals (RIs).
- Ensure effective communication on all areas of compliance, ensuring adherence to the firm's compliance requirements.
- Qualified Accountant/Auditor (ACA/ACCA or equivalent).
- Proven experience in a technical or compliance role within an accountancy practice.
- Strong knowledge of ICAEW and FRC ethical and regulatory requirements.
- Experience conducting file reviews, audits, and managing compliance processes.
- Strong leadership skills with the ability to drive change and implement strategic initiatives.
- Experience in a compliance role within a Top 40 accountancy firm or a regulatory body such as ICAEW/QAD.
- Experience managing or contributing to compliance-related acquisitions and integrations.
- Prior engagement with regulatory bodies and experience handling external compliance visits.
Why Join us:
- Play a strategic leadership role in a growing and ambitious firm.
- Shape and drive the firm’s compliance framework and policies.
- Work alongside a dynamic team with strong support from senior leadership.
- Enjoy a flexible working environment with opportunities for professional development.
- Competitive remuneration package.
We are an equal opportunities employer and welcome applications from all suitably qualified persons regardless of their race, sex, disability, religion/belief, sexual orientation or age.
Apply Now!
Technical Compliance Lead employer: Streets Chartered Accountants
Contact Detail:
Streets Chartered Accountants Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Technical Compliance Lead
✨Tip Number 1
Familiarise yourself with the latest compliance regulations and frameworks relevant to accountancy practices. This will not only enhance your knowledge but also demonstrate your commitment to staying updated in a rapidly changing field.
✨Tip Number 2
Network with professionals in the compliance and risk management sectors, especially those who have experience in Top 40 accountancy firms. Engaging in conversations can provide insights into the role and may even lead to referrals.
✨Tip Number 3
Prepare to discuss your leadership experiences and how you've successfully driven change in previous roles. Highlight specific examples where you implemented compliance strategies or improved operational excellence.
✨Tip Number 4
Research StudySmarter’s values and culture to align your approach during interviews. Understanding our mission will help you articulate how you can contribute to shaping our compliance framework effectively.
We think you need these skills to ace Technical Compliance Lead
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your qualifications as an Accountant/Auditor and any relevant experience in compliance roles. Emphasise your leadership skills and specific achievements that align with the responsibilities of the Technical Compliance Lead position.
Craft a Compelling Cover Letter: Write a cover letter that clearly outlines your motivation for applying and how your background fits the role. Mention your experience with compliance frameworks and risk management, and express your enthusiasm for shaping the compliance strategy at the firm.
Highlight Relevant Experience: In your application, focus on your experience with ICAEW, QAD, or similar regulatory bodies. Provide examples of how you've successfully managed compliance processes or led teams in previous roles to demonstrate your capability for this strategic position.
Showcase Soft Skills: Don't forget to mention your soft skills, such as communication and collaboration, which are crucial for working with the Audit Committee and other partners. Illustrate how you've effectively communicated compliance matters in past roles to ensure understanding and adherence.
How to prepare for a job interview at Streets Chartered Accountants
✨Understand the Compliance Landscape
Familiarise yourself with the latest compliance regulations and frameworks relevant to the role. Be prepared to discuss how you would implement these in a practical setting, showcasing your knowledge of ICAEW and FRC requirements.
✨Demonstrate Leadership Skills
As this role involves strategic leadership, be ready to share examples of how you've successfully led teams or projects in the past. Highlight your ability to drive change and implement strategic initiatives effectively.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills in compliance scenarios. Think about past experiences where you managed compliance processes or handled regulatory challenges, and be ready to explain your approach and outcomes.
✨Showcase Your Communication Skills
Effective communication is key in this role. Prepare to discuss how you would ensure clear communication on compliance matters across the firm. Consider examples where you've successfully communicated complex information to diverse audiences.
