At a Glance
- Tasks: Lead compliance efforts and provide expert advice on data protection and regulatory requirements.
- Company: Join a leading financial services firm with a strong commitment to compliance and integrity.
- Benefits: Attractive salary, comprehensive benefits, and opportunities for professional growth.
- Other info: Dynamic role with the chance to engage with regulators and shape compliance strategies.
- Why this job: Make a real difference in compliance while working with industry experts.
- Qualifications: Experience in compliance roles, especially within financial services, is essential.
The predicted salary is between 43680 - 52000 £ per year.
The Senior Compliance Manager supports the Compliance function in maintaining an effective risk-based compliance framework, providing independent second line oversight and challenge to the business. The role also acts as the senior lead for Data and Personal Data, supporting the Data Protection Officer.
Key responsibilities
- Provide compliance advice, oversight and challenge to the business.
- Deliver compliance monitoring in line with the Compliance Plan.
- Maintain and enhance the compliance framework and associated reporting.
- Support implementation of new or amended regulatory requirements.
- Attend governance forums and prepare compliance-related papers.
- Act as a trusted advisor while maintaining independence from the first line.
- Review and draft compliance policies, procedures and training.
- Support engagement with regulators and group compliance teams.
- Support the Data Protection Officer, including GDPR advice, monitoring, training and regulatory liaison.
Experience and skills
- Proven experience in compliance, second line oversight or regulatory advisory roles, ideally within financial services or market infrastructure.
- Strong knowledge of UK regulatory requirements (Bank of England, PRA, FCA).
- Familiarity with market infrastructure regulation and standards (e.g. CSDR, international FMI principles).
- Experience engaging with regulators.
- Strong judgement, communication and influencing skills.
- Ability to manage competing priorities in a changing regulatory environment.
Senior Compliance Manager - Data, Personal Data, Compliance Risks employer: Stott & May
As a Senior Compliance Manager at our esteemed financial services firm, you will thrive in a dynamic work culture that prioritises integrity and collaboration. We offer competitive benefits, including professional development opportunities and a supportive environment for career growth, all while being located in the heart of the city, providing easy access to vibrant amenities and networking opportunities. Join us to make a meaningful impact in compliance and data protection, where your expertise will be valued and your contributions recognised.
