At a Glance
- Tasks: Oversee compliance frameworks and tackle financial crime risks in a leading financial services firm.
- Company: Join a top-tier financial institution committed to integrity and compliance.
- Benefits: Hybrid working, competitive salary, and opportunities for professional growth.
- Other info: Dynamic role with potential for international travel and career advancement.
- Why this job: Make a real impact on compliance and help shape a culture of integrity.
- Qualifications: 5+ years in compliance with strong knowledge of AML and regulatory standards.
The predicted salary is between 60000 - 75000 £ per year.
Are you an experienced compliance professional with a strong interest in financial crime prevention and regulatory standards? This 12-month fixed-term opportunity offers the chance to play a key role in strengthening a robust, risk-based compliance framework within a leading financial services environment. In this position, you will provide independent oversight, strategic guidance, and expert assessment across AML, CTF, CPF, and sanctions-related risks. Working closely with senior stakeholders, you will help ensure that compliance frameworks remain effective, aligned with evolving regulatory expectations, and embedded across business functions. Your expertise will contribute to policy development, informed decision-making, and the promotion of a strong culture of integrity and compliance.
Key Responsibilities
- Provide oversight and challenge on financial crime risks, including AML and sanctions
- Interpret complex regulatory requirements and offer clear, practical guidance to senior stakeholders
- Support the development, review, and implementation of compliance policies and procedures
- Conduct detailed compliance monitoring and reporting activities
- Contribute to continuous improvement of compliance frameworks and controls
Required Skills & Experience
- Significant experience in compliance risk oversight, ideally within financial services or a regulated environment
- Strong knowledge of AML frameworks, UK Money Laundering Regulations, POCA, and global sanctions regimes (UK, EU, US)
- Proven ability to interpret and apply complex regulations
- Excellent analytical, communication, and stakeholder influencing skills
- Experience in compliance monitoring, reporting, and policy implementation
- Experience working with or within UK regulatory bodies
- Knowledge of European or US regulatory landscapes
- Exposure to international compliance considerations
Qualifications & Background
- Approximately 5+ years’ experience in compliance, regulatory advisory, or risk management
- Experience within a large financial institution or similar environment is advantageous
Additional Information
- London-based role with hybrid working flexibility
- Occasional international travel may be required
Compliance Manager employer: Stott & May
Join a leading financial services firm that prioritises integrity and compliance, offering a dynamic work culture where your expertise in compliance management will be valued. With a strong commitment to employee growth, this London-based role provides hybrid working flexibility and opportunities for international exposure, making it an excellent environment for professionals looking to make a meaningful impact in financial crime prevention.
