At a Glance
- Tasks: Oversee compliance frameworks and tackle financial crime risks in a leading financial services environment.
- Company: Join a top-tier financial institution committed to integrity and compliance.
- Benefits: Hybrid working, competitive salary, and opportunities for professional growth.
- Other info: Dynamic role with potential for international travel and career advancement.
- Why this job: Make a real impact on compliance and help shape the future of financial regulations.
- Qualifications: 5+ years in compliance with strong knowledge of AML and regulatory standards.
The predicted salary is between 60000 - 75000 € per year.
Are you an experienced compliance professional with a strong interest in financial crime prevention and regulatory standards? This 12-month fixed-term opportunity offers the chance to play a key role in strengthening a robust, risk-based compliance framework within a leading financial services environment. In this position, you will provide independent oversight, strategic guidance, and expert assessment across AML, CTF, CPF, and sanctions-related risks. Working closely with senior stakeholders, you will help ensure that compliance frameworks remain effective, aligned with evolving regulatory expectations, and embedded across business functions. Your expertise will contribute to policy development, informed decision-making, and the promotion of a strong culture of integrity and compliance.
Key Responsibilities
- Provide oversight and challenge on financial crime risks, including AML and sanctions
- Interpret complex regulatory requirements and offer clear, practical guidance to senior stakeholders
- Support the development, review, and implementation of compliance policies and procedures
- Conduct detailed compliance monitoring and reporting activities
- Contribute to continuous improvement of compliance frameworks and controls
Required Skills & Experience
- Significant experience in compliance risk oversight, ideally within financial services or a regulated environment
- Strong knowledge of AML frameworks, UK Money Laundering Regulations, POCA, and global sanctions regimes (UK, EU, US)
- Proven ability to interpret and apply complex regulations
- Excellent analytical, communication, and stakeholder influencing skills
- Experience in compliance monitoring, reporting, and policy implementation
Desirable Skills
- Experience working with or within UK regulatory bodies
- Knowledge of European or US regulatory landscapes
- Experience designing or delivering compliance training
- Exposure to international compliance considerations
Qualifications & Background
- Relevant qualification in compliance, legal, or regulatory disciplines preferred
- Approximately 5+ years’ experience in compliance, regulatory advisory, or risk management
- Experience within a large financial institution or similar environment is advantageous
Additional Information
- London-based role with hybrid working flexibility
- Occasional international travel may be required
Compliance Manager in London employer: Stott and May
Join a leading financial services firm that prioritises integrity and compliance, offering a dynamic work culture where your expertise in compliance management will be valued. With a strong commitment to employee growth, you will have access to continuous professional development opportunities and the chance to collaborate with senior stakeholders in a supportive environment. Located in London, this role provides hybrid working flexibility, allowing for a balanced work-life integration while contributing to meaningful compliance initiatives.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field, especially those who work in financial services. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of AML frameworks and regulatory standards. We recommend creating a cheat sheet with key points to discuss, so you can impress those senior stakeholders with your expertise.
✨Tip Number 3
Showcase your analytical skills during interviews. Bring examples of how you've interpreted complex regulations and applied them in real-world scenarios. This will demonstrate your ability to provide practical guidance.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Compliance Manager in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Manager role. Highlight your experience in financial crime prevention and compliance frameworks, as well as any relevant qualifications. We want to see how your background aligns with our needs!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills can help us strengthen our risk-based compliance framework. Keep it concise but impactful!
Showcase Your Analytical Skills:In your application, don’t forget to showcase your analytical abilities. Mention specific examples where you've interpreted complex regulations or contributed to compliance monitoring. We love seeing real-world applications of your skills!
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you’re considered for the role. Plus, it’s super easy to do!
How to prepare for a job interview at Stott and May
✨Know Your Regulations
Make sure you brush up on the UK Money Laundering Regulations and global sanctions regimes. Being able to discuss these confidently will show that you’re not just familiar with compliance but that you can interpret and apply complex regulations effectively.
✨Showcase Your Analytical Skills
Prepare examples of how you've used your analytical skills in previous roles, especially in compliance monitoring or reporting. Be ready to discuss specific situations where your insights led to improved compliance frameworks or risk management strategies.
✨Engage with Stakeholders
Think about how you’ve influenced senior stakeholders in the past. Prepare to share stories that highlight your communication skills and ability to provide clear, practical guidance on compliance issues. This will demonstrate your capability to work closely with others in a collaborative environment.
✨Continuous Improvement Mindset
Be ready to talk about how you’ve contributed to the continuous improvement of compliance frameworks. Share any initiatives you’ve led or been part of that enhanced compliance processes, as this aligns perfectly with the role’s focus on strengthening compliance culture.
