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- Tasks: Conduct AML checks, manage client accounts, and ensure compliance with regulations.
- Company: Join Stone King, a purpose-driven firm with a collaborative culture.
- Benefits: Enjoy competitive salary, private medical insurance, and 28 days holiday.
- Why this job: Gain invaluable experience in Risk and Compliance while making a real impact.
- Qualifications: Proficient IT skills and strong communication abilities are essential.
- Other info: Hybrid working available, promoting a healthy work/life balance.
The predicted salary is between 28800 - 43200 £ per year.
General duties include, but are not limited to:
- Completing AML checks for every client, including new and existing clients. This will involve filling in the current opening form, completing AML risk assessments, choosing which sector and matter codes, contacting and obtaining ID from the clients, running all Smart Search reports and running all conflict checks.
- Be responsible for matter closure, this will include contacting Fee Earners with the help from Finance matter lists, clearing any unbilled WIP, clearing any residual funds on client account and returning client’s funds to clients.
- Help the Firm comply with the requirements under the SRA Code of Conduct.
- Ensure matters are closed in a timely manner and any outstanding comments/complaints have been dealt with by the Risk and Compliance Officer and Partner.
Essential
- Proficient IT skills
- Excellent communications skills (both written and oral)
- Strong interpersonal skills and ability to work individually or in a team
- Adaptable and ability to work with stakeholders at all levels
- Ability to work under pressure
- Proactive and eagerness to learn
- Organisational and time-management skills, previous experience of meeting deadlines in a timely manner
- High attention to detail and commitment to contributing to improving working practices
Desirable
- Previous experience in a similar role or the legal sector
Stone King is an ambitious and purpose-driven firm specialising in the Business & Social Enterprise, Charity, Education, Public Faith and Private Client sectors. Our collaborative culture and core values are intertwined with our ethos of doing the right thing by our clients, communities, and our people. Our passion for the sectors we work in and the purpose-driven work we do with our clients has resulted in SK being recognised as national leaders in our specialist fields across the country.
Opportunity
The opportunity for individuals looking to progress their career to join Stone King’s highly respected Risk and Compliance Team. The role will be based in our Bath office with hybrid working available.
Reasons to apply
- Opportunity to gain invaluable experience across our Risk and Compliance Team, you’ll have the opportunity to work closely with our specialists across the firm.
- To be part of an ambitious and collaborative national firm where our culture and values are at the heart of everything we do.
- We believe our people are our greatest asset and strive to create the best place to work.
- Excellent benefits for our people, with a focus on wellbeing and development at the forefront.
- Hybrid working – Stone King is proud to be signatory of the Mindful Business Charter as part of our commitment to mental health and wellbeing.
- We want to support all of our people in achieving a healthy work/life balance and would be happy to speak with prospective candidates about flexible working arrangements.
Competitive Salary
- Profit Share Scheme
- Cycle to work scheme
- Private Medical Insurance
- Life assurance (4 × salary)
- Pension scheme
- 28 days holiday (in addition to statutory UK holidays)
- Additional day allocated for CSR activities per annum
Risk & Compliance Assistant in Bath employer: Stone King
Contact Detail:
Stone King Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk & Compliance Assistant in Bath
✨Tip Number 1
Network like a pro! Reach out to people in the legal sector, especially those who work in risk and compliance. Attend industry events or webinars, and don’t be shy about asking for informational interviews – it’s a great way to get your foot in the door.
✨Tip Number 2
Prepare for interviews by researching Stone King and its values. Understand their approach to risk and compliance, and think about how your skills can contribute to their mission. Show them you’re not just looking for any job, but that you genuinely want to be part of their team.
✨Tip Number 3
Practice your communication skills! Since this role requires excellent written and oral communication, consider doing mock interviews with friends or using online platforms. The more comfortable you are articulating your thoughts, the better you'll perform in real interviews.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you’re serious about joining Stone King and are keen on being part of our collaborative culture.
We think you need these skills to ace Risk & Compliance Assistant in Bath
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter for the Risk & Compliance Assistant role. Highlight your relevant skills, especially in AML checks and compliance, to show us you’re the perfect fit for our team.
Show Off Your Communication Skills: Since excellent communication is key for this role, use clear and concise language in your application. We want to see how well you can express your thoughts, so don’t hold back on showcasing your written skills!
Highlight Your Attention to Detail: This role requires a high level of attention to detail, so make sure to demonstrate this in your application. Whether it’s through your formatting or the accuracy of your information, we want to see that you can spot the little things.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re keen to join our ambitious team!
How to prepare for a job interview at Stone King
✨Know Your AML Basics
Make sure you brush up on Anti-Money Laundering (AML) regulations and the specific checks involved. Being able to discuss how you would approach completing AML checks for clients will show your understanding of the role and its importance.
✨Showcase Your IT Skills
Since proficient IT skills are essential, be prepared to discuss your experience with relevant software and tools. If you've used any compliance or risk management systems before, mention them and explain how they helped you in your previous roles.
✨Communicate Clearly
Strong communication skills are a must, so practice articulating your thoughts clearly and concisely. You might be asked to explain complex concepts, so being able to break them down into simple terms will demonstrate your ability to communicate effectively with stakeholders at all levels.
✨Demonstrate Your Organisational Skills
Prepare examples that highlight your organisational and time-management skills. Discuss how you've successfully managed deadlines in the past, especially in high-pressure situations, to show that you can handle the demands of the role.
