Senior Compliance Associate in London
Senior Compliance Associate

Senior Compliance Associate in London

London Full-Time 48000 - 72000 ÂŁ / year (est.) No home office possible
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At a Glance

  • Tasks: Shape AML and compliance frameworks while collaborating with product and engineering teams.
  • Company: Join a VC-backed startup on a mission to simplify investor onboarding and AML.
  • Benefits: Competitive salary, equity options, and direct mentorship from the CEO and founding team.
  • Why this job: Make a real impact in a high-growth environment and help streamline compliance processes.
  • Qualifications: 3-7+ years in AML or financial crime compliance with strong regulatory knowledge.
  • Other info: Dynamic office culture in Paddington, London, focused on collaboration and innovation.

The predicted salary is between 48000 - 72000 ÂŁ per year.

Steward is a VC-backed startup on a mission to simplify the complex world of investor onboarding and AML using AI. We handle the real-world mess: discretionary trusts, hybrid partnerships, offshore jurisdictions, layered ownership, and ongoing monitoring - so compliance teams can move faster without losing defensibility. We’re building the system of record for onboarding and ongoing AML workflows across asset managers, private wealth, brokers, and banks. If you want to sell a product that sits in the critical path of revenue (onboarding) and risk (AML), this is it.

You’re joining early. This role isn’t “carry a number and stay in your lane.” You’ll shape the motion, the messaging, and the market narrative alongside the founding team.

Mission of the Role

As a Compliance Associate at Steward, you’ll work closely with Product, Engineering, and Customer teams to embed strong AML and financial crime controls into our platform and our internal operations. Your work will directly impact how asset managers, private wealth firms, brokers, and banks onboard investors safely and efficiently.

What you’ll do day to day:
  • Own and evolve Steward’s AML, KYC, and financial crime compliance framework
  • Translate regulatory requirements into practical, scalable workflows within the product
  • Review and advise on complex ownership structures (trusts, partnerships, offshore entities, layered ownership)
  • Support customer onboarding by providing compliance expertise and guidance on edge cases
  • Partner with Product and Engineering to design defensible controls, monitoring logic, and escalation paths
  • Stay on top of regulatory developments across AML, sanctions, and financial crime, and assess their impact on Steward and our customers
  • Contribute to audits, risk assessments, and external stakeholder discussions as needed
What you bring:
  • 3-7+ years of experience in AML, financial crime compliance, or risk roles within financial services, fintech, or regulated environments
  • Strong practical knowledge of AML/KYC regulations, sanctions, and customer due diligence requirements
  • Hands-on experience reviewing complex customer structures and higher-risk cases
  • Ability to interpret regulation and apply it pragmatically, not just theoretically
  • Experience working cross-functionally with non-compliance teams (e.g. Product, Tech, Operations)
  • Excellent written and verbal communication skills. You can explain complex topics clearly
  • Experience in wealth management, asset management, brokerage, or private banking
  • Exposure to transaction monitoring, ongoing due diligence, or financial crime investigations
  • Background in a high-growth startup or scale-up environment
What you get:
  • Learn: Work directly with the CEO & founding team (operator-led, high tempo, high ownership).
  • Comp: Competitive base + equity (we want builders, not passengers).
  • Office: 5 days in the office in Paddington, London. We believe the best companies are built in the room.

Senior Compliance Associate in London employer: Steward

Steward is an exceptional employer for those looking to make a significant impact in the compliance landscape. With a dynamic work culture that fosters collaboration with the founding team and offers competitive compensation, including equity, employees are empowered to shape the future of investor onboarding and AML processes. Located in the vibrant area of Paddington, London, Steward provides a unique opportunity for professional growth in a high-tempo startup environment, where your contributions directly influence the company's success.
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Contact Detail:

Steward Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Senior Compliance Associate in London

✨Tip Number 1

Network like a pro! Reach out to people in the compliance and fintech space, especially those who work at Steward or similar companies. A friendly chat can open doors and give you insights that might just land you an interview.

✨Tip Number 2

Show off your expertise! Prepare to discuss your experience with AML, KYC, and financial crime compliance in detail. Be ready to share specific examples of how you've tackled complex ownership structures or regulatory challenges.

✨Tip Number 3

Get familiar with Steward’s mission and values. When you know what they stand for, you can tailor your conversations to show how your skills align with their goals. This will make you stand out as a candidate who truly gets it!

✨Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re genuinely interested in being part of the Steward team.

We think you need these skills to ace Senior Compliance Associate in London

AML Compliance
KYC Regulations
Financial Crime Compliance
Risk Assessment
Regulatory Interpretation
Customer Due Diligence
Complex Ownership Structures Review
Cross-Functional Collaboration
Excellent Written Communication
Excellent Verbal Communication
Transaction Monitoring
Ongoing Due Diligence
Financial Crime Investigations
Experience in Financial Services

Some tips for your application 🫡

Show Your Passion for Compliance: When writing your application, let your enthusiasm for AML and compliance shine through. We want to see that you’re not just ticking boxes but genuinely excited about shaping the future of investor onboarding and financial crime controls.

Tailor Your Experience: Make sure to highlight your relevant experience in AML, KYC, and financial crime compliance. We’re looking for someone who can translate complex regulations into practical workflows, so give us examples of how you've done this in the past!

Be Clear and Concise: Your written communication skills are key for this role. Keep your application clear and to the point, avoiding jargon where possible. We want to see that you can explain complex topics simply and effectively.

Apply Through Our Website: Don’t forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for this exciting opportunity at Steward.

How to prepare for a job interview at Steward

✨Know Your AML Inside Out

Make sure you brush up on your knowledge of AML and KYC regulations. Be ready to discuss how you've applied these in real-world scenarios, especially with complex ownership structures. This will show that you can translate regulatory requirements into practical solutions.

✨Showcase Cross-Functional Collaboration

Prepare examples of how you've worked with non-compliance teams like Product or Engineering. Highlight specific projects where your compliance expertise helped shape the product or improve processes. This will demonstrate your ability to work collaboratively in a startup environment.

✨Stay Updated on Regulatory Changes

Familiarise yourself with the latest developments in AML, sanctions, and financial crime. Be ready to discuss how these changes could impact Steward and its customers. This shows you're proactive and committed to staying ahead in the compliance landscape.

✨Communicate Clearly and Confidently

Practice explaining complex compliance topics in simple terms. During the interview, focus on clear communication, as this role requires you to convey intricate ideas to various stakeholders. Good communication skills can set you apart from other candidates.

Senior Compliance Associate in London
Steward
Location: London

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