At a Glance
- Tasks: Lead compliance efforts and ensure regulatory accountability for the UK entity.
- Company: Established financial services firm with a strong compliance framework.
- Benefits: Competitive salary, professional development, and a supportive team environment.
- Other info: Hands-on role with opportunities to challenge the status quo and evolve practices.
- Why this job: Take ownership of compliance and make a real impact in a dynamic industry.
- Qualifications: Experience in compliance and financial crime compliance is essential.
The predicted salary is between 70000 - 90000 £ per year.
Sterling Williams are partnering with a well-established financial services business to appoint an experienced **SMF16 full-time.
This is a standalone role with regu latory accountability for the UK entity, supported by a wider European compliance team.
The business has a mature compliance framework in place, so this isn't a greenfield build, but it does require someone who enjoys being hands-on, can challenge the status quo where needed, and is comfortable rolling up their sleeves to ensure the framework continues to evolve alongside regulatory change.
The remit is split broadly 50/50 across Compliance and Financial Crime Compliance (FCC), making this an excellent opportunity for someone who enjoys a broad generalist mandate with genuine ownership.
