Permanent London/Hybrid This role within Operations is responsible for providing technical support to the SIPP Service Team, reporting into the SIPP Service Team Manager. This will specifically focus on delivering a high level of service standards by meeting all the expected regulatory standards of the regulators. Regular visits to outsourced administration partner to undertake oversight, training, development and relationship building Ensure that all regulatory reporting is completed on time and to a high standard Manage, monitor and report SIPP operational risks appropriately on a regular basis, minimising reputational damage and costs Assist reconciliation team and outsourced administration partner with rec breaks and queries Provide specialist knowledge, support and training to operational and client facing teams Participate in any projects and relevant business initiatives Regulatory Ensure that all regulatory reporting is completed on time and to a high standard Provide understanding of all key SIPP regulatory responsibilities to the rest of the business and ensuring that all new regulations are implemented in a timely fashion. Participate in any projects and relevant business initiatives Adhere to procedures and policies ensuring they are reviewed and signed off on an annual basis Strong knowledge of client account records, including AML client ID guidelines Understanding and knowledge of MiFID II requirements and internal policies Familiarisation with Dunstan Thomas’ Imago Back Office software desirable
Technical Management Specialist in London employer: Sterling Williams LTD
Join a leading investment management company that values precision and teamwork in the heart of London. With a competitive salary and a hybrid work model, we offer a supportive culture that fosters professional growth and development, ensuring you thrive in your role as a Corporate Actions Specialist. Experience a dynamic environment where your contributions directly impact our success and enjoy unique benefits tailored to enhance your work-life balance.