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- Tasks: Lead compliance and risk management for investment advice services.
- Company: Top investment management firm with a focus on quality and compliance.
- Benefits: Competitive salary, leadership opportunities, and a chance to shape best practices.
- Why this job: Make a real impact in wealth management while ensuring client success.
- Qualifications: Extensive experience in wealth management and FCA regulations required.
- Other info: Join a dynamic team dedicated to business growth and optimal client outcomes.
The predicted salary is between 43200 - 72000 £ per year.
A leading investment management firm is seeking a Head of Compliance and Business Risk to oversee the quality and compliance of investment advice services. The successful candidate will have extensive experience in wealth management and FCA regulations, along with strong leadership skills.
Responsibilities include:
- Ensuring regulatory compliance
- Team leadership
- Managing the business risk agenda
This role is essential for embedding best practices and ensuring optimal client outcomes while managing risk and supporting business growth.
Chief Compliance & Risk Lead – Wealth & Advice in London employer: Stephenson Executive Search
Contact Detail:
Stephenson Executive Search Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Chief Compliance & Risk Lead – Wealth & Advice in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the wealth management sector and let them know you're on the hunt for a Chief Compliance & Risk Lead role. You never know who might have the inside scoop on an opportunity or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and compliance best practices. We recommend creating a cheat sheet of key points to discuss, so you can confidently showcase your expertise and leadership skills during the interview.
✨Tip Number 3
Don’t just apply anywhere; focus on firms that align with your values and career goals. Use our website to find roles that excite you and match your experience in investment advice services. Tailor your approach to each company’s culture and mission.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Share a brief insight from your conversation that reinforces your fit for the Chief Compliance & Risk Lead position, showing your enthusiasm for the role.
We think you need these skills to ace Chief Compliance & Risk Lead – Wealth & Advice in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in wealth management and FCA regulations. We want to see how your background aligns with the role of Chief Compliance & Risk Lead, so don’t hold back on showcasing your relevant skills!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. We love seeing passion and clarity, so make sure to connect your leadership experience with our mission of ensuring optimal client outcomes.
Showcase Your Leadership Skills: As a Head of Compliance and Business Risk, strong leadership is key. In your application, highlight specific examples where you've led teams or initiatives that improved compliance or managed risk effectively. We want to see how you can lead us to success!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at Stephenson Executive Search
✨Know Your Regulations
Make sure you brush up on FCA regulations and compliance standards relevant to wealth management. Being able to discuss these confidently will show that you’re not just familiar with the rules, but that you can apply them effectively in real-world scenarios.
✨Showcase Leadership Experience
Prepare examples of how you've successfully led teams in the past. Think about specific challenges you faced and how you navigated them. This will demonstrate your ability to lead a compliance team and manage business risks effectively.
✨Understand the Business Risk Agenda
Familiarise yourself with common business risks in investment management. Be ready to discuss how you would approach risk management and what best practices you would implement to ensure optimal client outcomes while supporting business growth.
✨Ask Insightful Questions
Prepare thoughtful questions about the firm’s current compliance strategies and risk management practices. This shows your genuine interest in the role and helps you gauge if the company aligns with your values and career goals.
