Finance & Compliance Manager

Finance & Compliance Manager

Full-Time 60000 - 80000 £ / year (est.) No home office possible
Stephenson Executive Search

At a Glance

  • Tasks: Manage finance operations and ensure compliance with industry standards.
  • Company: Boutique private investment firm with a focus on governance and risk management.
  • Benefits: Competitive salary, professional development, and a dynamic work environment.
  • Other info: Opportunity for career growth and to influence governance practices.
  • Why this job: Join a team that values financial integrity and compliance in a thriving investment firm.
  • Qualifications: Qualified Accountant with experience in compliance and finance.

The predicted salary is between 60000 - 80000 £ per year.

I am working on behalf of a boutique private investment firm who are looking to hire a Finance/Compliance Manager. This role combines strong financial management responsibilities with oversight of compliance frameworks to ensure adherence to internal policies, statutory obligations, and industry standards.

Working closely with the Chief Financial Officer (CFO) and the Head of Chief Compliance Officer (CCO), the manager will contribute to effective risk management, accurate financial reporting, and the continuous improvement of governance practices across the business.

Key Responsibilities

  • Transactional Finance
  • Finance operations & control
  • Management reporting & performance insight
  • Compliance & governance

Experience

  • Qualified Accountant
  • Prior experience in a compliance focused role, ideally within finance, audit, or a regulated industry
  • Ability to design and maintain risk management frameworks

Finance & Compliance Manager employer: Stephenson Executive Search

Join a dynamic boutique private investment firm that values innovation and integrity, offering a collaborative work culture where your contributions directly impact the firm's success. With a strong focus on employee development, you will have access to tailored growth opportunities and mentorship from experienced leaders in finance and compliance. Located in a vibrant area, the firm provides a supportive environment that encourages work-life balance and fosters professional excellence.
Stephenson Executive Search

Contact Detail:

Stephenson Executive Search Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Finance & Compliance Manager

✨Tip Number 1

Network like a pro! Reach out to your connections in the finance and compliance sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!

✨Tip Number 2

Prepare for interviews by researching the company and its compliance frameworks. Be ready to discuss how your experience aligns with their needs. We suggest practising common interview questions related to finance and compliance to boost your confidence.

✨Tip Number 3

Showcase your skills through real-life examples. When discussing your previous roles, highlight specific achievements in financial management and compliance oversight. This will demonstrate your capability to handle the responsibilities of the Finance & Compliance Manager role.

✨Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search. Let’s get you that Finance & Compliance Manager position!

We think you need these skills to ace Finance & Compliance Manager

Financial Management
Compliance Oversight
Risk Management
Management Reporting
Performance Insight
Governance Practices
Qualified Accountant
Audit Experience
Regulatory Knowledge
Designing Risk Management Frameworks
Attention to Detail
Communication Skills
Collaboration with CFO and CCO

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights your experience in finance and compliance. We want to see how your skills align with the key responsibilities mentioned in the job description, so don’t hold back on showcasing your relevant achievements!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Finance & Compliance Manager role. We love seeing genuine enthusiasm, so let your personality come through while keeping it professional.

Showcase Your Qualifications: Since a qualified accountant is a must-have, make sure to clearly state your qualifications and any relevant certifications. We want to know how your background prepares you for the challenges of this role!

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates. Plus, it shows you’re keen to join our team!

How to prepare for a job interview at Stephenson Executive Search

✨Know Your Numbers

As a Finance & Compliance Manager, you’ll need to demonstrate your financial acumen. Brush up on key financial metrics and reporting standards relevant to the role. Be prepared to discuss how you've used these in past positions to drive performance and compliance.

✨Understand Compliance Frameworks

Familiarise yourself with the compliance frameworks that are crucial for the role. Research the specific regulations and industry standards that the firm adheres to. This will show your commitment to governance and risk management during the interview.

✨Prepare Real-Life Examples

Think of specific instances where you’ve successfully managed compliance issues or improved financial processes. Use the STAR method (Situation, Task, Action, Result) to structure your answers, making it easier for the interviewers to see your impact.

✨Engage with the CFO and CCO's Vision

Since you'll be working closely with the CFO and CCO, research their backgrounds and any recent initiatives they’ve led. Show genuine interest in their vision for the company and be ready to discuss how you can contribute to their goals.

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