Compliance Manager in London

Compliance Manager in London

London Full-Time 36000 - 60000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Lead the Regulatory Compliance Team and ensure adherence to FCA regulations.
  • Company: Join Staysure Group, a diverse and inclusive insurance company.
  • Benefits: Enjoy training, development opportunities, and competitive benefits.
  • Why this job: Make a real impact on compliance and customer support in a dynamic environment.
  • Qualifications: Extensive FCA knowledge and strong organisational skills required.
  • Other info: Fixed-term contract until January 2027 with excellent career growth potential.

The predicted salary is between 36000 - 60000 £ per year.

Contract Type - Fixed Term Contract until January 2027.

Candidate Journey: Our goal is to reply to applications within 3 working days. Additionally, we make sure to acknowledge, evaluate, and respond to all applications as a way of showing our appreciation for your time and effort in applying to us.

As a FCA Compliance Manager, you will be responsible for the effective management of the Regulatory Compliance Team which will provide guidance around product development and product changes, financial promotions and marketing, customer journeys online and offline, and support the wider risk and compliance team design outsourcer oversight and the compliance monitoring plan.

Any regulatory compliance incidents that occur (including near misses) may require your support to the UK Company Secretary to ensure that incidents are managed and closed with relevant stakeholders involved immediately.

You will build strong relationships with key stakeholders externally and across the organisation ensuring positive assurances are delivered through team meetings and committee meetings to demonstrate the effectiveness of controls and drive continuous improvement within the business.

You will play a key role in creating a culture aligned to the regulations and ensure we demonstrate the business embraces the consumer duty, supports customers with vulnerabilities and meets its regulatory responsibilities.

Key Responsibilities
  • Supporting the development of the regulatory compliance framework, systems and controls including both the Compliance Manual and Compliance Oversight plan and framework.
  • Play a supporting role in Consumer Understanding, Consumer Support and Vulnerable Customer Committee Meetings.
  • Provide practical guidance and advice to the business on current and forthcoming FCA (and other entities) requirements, including supporting business projects.
  • Ensure compliance and regulatory input is provided to all projects when required.
  • Identify processes with waste activities to streamline and maximise outputs in particular around marketing ways of working and customer journeys.
  • Work with the UK Company Secretary to ensure regulatory policies for the FCA are reviewed annually and are fit for purpose across the group.
  • Work with QA and Operations to ensure that actions around QA stats are satisfactory, in line with FCA, Underwriter and Commercial Insurances broker.
  • Support the L&D team with the design of onboarding and learning pathways for FCA compliance.
  • Supporting and understanding your team with effective coaching and identifying development areas. Providing opportunities for colleagues to improve and showcase their skills.
Key Qualifications
  • Extensive knowledge of the FCA handbook.
  • How to apply the FCA handbook to a commercial organisation.
  • Excellent attention to detail.
  • Able to plan, organise and meet deadlines/targets where appropriate.
  • Ability to challenge and perform under pressure.
  • Influencing and persuading skills.
  • ACII/DIP CII Qualification.

We're assembling a diverse team, where skills, not checkboxes, reign supreme, regardless of race, religion, sex, sexual orientation, gender identity or disability. Our compass points to inclusion.

Staysure Group welcomes all new starters with open arms, providing training, development opportunities, and great benefits.

Seniority level: Mid-Senior level

Employment type: Contract

Job function: Quality Assurance

Industries: Insurance

Location: London, England, United Kingdom

Compliance Manager in London employer: Staysure Group

Staysure Group is an exceptional employer that prioritises employee growth and development, offering comprehensive training and a supportive work culture. Located in the vibrant city of London, we foster an inclusive environment where diverse talents thrive, ensuring that every team member feels valued and empowered to contribute meaningfully to our regulatory compliance efforts. With a focus on continuous improvement and strong stakeholder relationships, we provide a rewarding experience for those looking to make a significant impact in the insurance industry.
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Contact Detail:

Staysure Group Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Manager in London

✨Network Like a Pro

Get out there and connect with people in the compliance field! Attend industry events, join relevant online forums, and don’t be shy about reaching out to professionals on LinkedIn. Building relationships can open doors that a CV just can’t.

✨Ace the Interview

Prepare for your interviews by researching common compliance scenarios and how you would handle them. Practice articulating your experience with FCA regulations and be ready to discuss how you’ve improved processes in past roles. Confidence is key!

✨Showcase Your Skills

When you get the chance, demonstrate your knowledge of the FCA handbook and how it applies to real-world situations. Use examples from your previous work to highlight your problem-solving skills and attention to detail. We want to see how you think!

✨Apply Through Our Website

Don’t forget to apply directly through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love hearing from candidates who are genuinely interested in joining our team at Staysure Group.

We think you need these skills to ace Compliance Manager in London

Regulatory Compliance Management
FCA Handbook Knowledge
Attention to Detail
Project Management
Stakeholder Engagement
Coaching and Development
Influencing Skills
Problem-Solving Skills
Process Improvement
Consumer Duty Understanding
Risk Management
Communication Skills
Organisational Skills
Ability to Work Under Pressure

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the Compliance Manager role. Highlight your experience with FCA regulations and any relevant projects you've worked on. We want to see how your skills align with what we're looking for!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our team. Keep it concise but impactful – we love a good story!

Showcase Your Attention to Detail: As a Compliance Manager, attention to detail is key. Make sure your application is free from typos and errors. We appreciate candidates who take the time to present their best work right from the start!

Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you get a response within 3 working days. Plus, it shows you're keen to join us at Staysure Group!

How to prepare for a job interview at Staysure Group

✨Know Your FCA Handbook Inside Out

As a Compliance Manager, you'll need to demonstrate extensive knowledge of the FCA handbook. Brush up on key regulations and be ready to discuss how you've applied them in previous roles. This shows you're not just familiar with the rules but can also implement them effectively.

✨Showcase Your Stakeholder Management Skills

Building strong relationships is crucial for this role. Prepare examples of how you've successfully collaborated with stakeholders in the past. Highlight your ability to influence and persuade, as well as how you’ve driven continuous improvement through effective communication.

✨Prepare for Scenario-Based Questions

Expect questions that assess your problem-solving skills under pressure. Think of specific situations where you've identified compliance issues or streamlined processes. Use the STAR method (Situation, Task, Action, Result) to structure your answers clearly and effectively.

✨Demonstrate Your Coaching Abilities

Since part of your role involves supporting and coaching your team, be prepared to discuss your approach to development. Share examples of how you've helped colleagues improve their skills and how you foster a culture of learning within your team.

Compliance Manager in London
Staysure Group
Location: London
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