At a Glance
- Tasks: Lead compliance program for Swap Dealer business and develop compliance training.
- Company: State Street is a prominent financial services firm based in Greater London.
- Benefits: Offers excellent benefits and a competitive salary range of $110,000 - $207,500 annually.
- Other info: Role involves advising on SEC, CFTC, and NFA regulations.
- Why this job: Opportunity to shape compliance strategies in a leading financial institution.
- Qualifications: Requires a JD or MBA and relevant compliance experience.
State Street is looking for a Compliance Officer in Greater London to lead the compliance program for its Swap Dealer business. This role involves advising on SEC, CFTC, and NFA regulations, and collaborating with internal stakeholders to ensure compliance.
The ideal candidate will have a JD or MBA, relevant compliance experience, and strong analytical skills.
Responsibilities include:
- Developing compliance training
- Responding to regulatory inquiries
Excellent benefits and a salary range of $110,000 - $207,500 annually are offered.
Senior Swap Dealer Compliance Leader employer: State Street
State Street, located in Greater London, offers a dynamic environment for compliance professionals. The firm provides excellent benefits and a competitive salary, fostering a culture of collaboration and regulatory excellence within the financial services sector.
We think you need these skills to ace Senior Swap Dealer Compliance Leader
Compliance Knowledge
SEC Regulations
CFTC Regulations
NFA Regulations
Analytical Skills
JD or MBA
Regulatory Inquiries Response
