Senior Audit Manager for Compliance, Fraud & Financial Crime, Vice President Senior Audit Manager for Compliance, Fraud & Financial Crime, Vice President We are looking for a Senior Audit Manager for Compliance, Fraud & Financial Crime, Vice President. In this role you will provide leadership in executing the strategy for Corporate Audit’s coverage of compliance, fraud and financial crimes topics for the UK. You will report directly to the UK Managing Director and will support the annual audit planning and development, risk assessment, scoping and execution of audits related to compliance and financial crimes processes and risks. We are looking for a Senior Audit Manager for Compliance, Fraud & Financial Crime, Vice President. In this role you will provide leadership in executing the strategy for Corporate Audit’s coverage of compliance, fraud and financial crimes topics for the UK. You will report directly to the UK Managing Director and will support the annual audit planning and development, risk assessment, scoping and execution of audits related to compliance and financial crimes processes and risks. This role can be performed in a hybrid model, where you can balance work from home and office to match your needs and role requirements. The team you will be joining plays an important role in the overall success of the UK operations as well as support Global audits and projects. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability; regulators rely upon us to provide assurance that the bank operates in a manner that is compliant with key banking regulations to properly manage risks to the company and the global financial systems. In your role, you will help us build resilience and execute day to day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for. As the Senior Manager Audit for Compliance, Fraud & Financial Crime, Vice President you will: Support the execution of a risk-focused audit plan, review and approve audit work products to ensure thorough effective coverage and timely and effective escalation of issues and conclusions. Influence effective and sustainable improvements to processes and controls through insights gained based on risk and control expertise. Champion continuous improvement in audit practices. Drive consistent risk assessment and audit coverage approach of financial crimes and compliance related controls across Business Units and Corporate Functions. Draft, review, finalize and communicate audit deliverables, including audit findings, memos and audit reports to senior and executive management. Participate as a non-voting member of various steering committees, management working groups, promoting balanced discussions and encouraging challenge and debate. Provide insight on the evolving regulatory environment and interact with regulators. Stay abreast of industry and technical matters and efficiently and effectively apply applicable new developments in audit projects. These skills will help you succeed in this role Strong communication and relationship building skills in interactions with internal and external stakeholders including senior management and regulators. Strong client relationship and employee management skills. Demonstrated experience in managing diverse teams, and large scale projects. Fluency in English – written and spoken. Minimum of 10 years of experience in Public Accounting, First, Second or Third Line of defense financial services industry Compliance or Fraud and Financial Crimes functions. UK AML/Sanctions subject matter knowledge required. Bachelor’s degree, preferable in finance, accounting or related field. Proficient or knowledgeable in evaluating and testing internal controls and in applying a risk-based audit approach. Experience in data analytics and data visualization preferred. While majority of the time you will work from your primary location, some domestic and international travel may be required to a variety of locations where State Street operates. If you like change and innovation, seek to see the bigger picture, make data driven decisions and are a good team player, you could be a great fit. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You’ll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential. Inclusion, Diversity and Social Responsibility. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you. Employment type Full-time Job function Accounting/Auditing and Finance Industries Financial Services, Investment Banking, and Investment Management Get notified about new Senior Audit Manager jobs in London, England, United Kingdom . Audit Senior Manager – International Team Audit Senior Manager – Top 25 Practice – London – up to £85k base and £100k Package (including bonus/overtime) Audit Director seeking Partner Position- Gaming Accounts & Audit Director or Partner – Top 100 firm Assistant Director – Internal Audit, Investigations and Risk Senior Manager Inspection & Audit Readiness Internal Audit Senior Manager – Technology and Cyber Senior Manager, Accounting Advisory, Insurance, Audit & Assurance
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