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- Tasks: Lead compliance oversight for a key business line in capital markets.
- Company: Globally recognised capital markets business with a strong reputation.
- Benefits: Hybrid work model, competitive salary, and opportunities for professional growth.
- Other info: Dynamic role with significant impact on risk management and governance.
- Why this job: Join a vital team that drives performance and profitability for institutional investors.
- Qualifications: Extensive experience in compliance and deep knowledge of capital markets regulations.
The predicted salary is between 80000 - 100000 £ per year.
Who we are looking for
State Street Markets is a globally recognized and systemically important capital markets business spanning multi-asset-class (i.e., FX, FICC, Equities) agency, principle trading and outsourced trading services, coupled with a world leading physical & synthetic securities financing program, and suite of market infrastructure products, including our FCA regulated Multilateral Trading Facility for FX markets.
We are seeking a highly experienced and tenured compliance professional to lead the compliance oversight program for a strategically important business line within State Street Markets UK. This role requires deep subject matter expertise in multi-asset-class Capital Markets & Financial Instrument Trading (i.e., FX, FICC, Equities), Algorithmic Trading and Swap-Dealer Financial Markets Trading, combined with a strong understanding of UK and pan-European regulatory frameworks (e.g., MiFID II, MAR, MiFIR), industry best practice and market conventions (e.g., Global FX Code). Expertise in Foreign Exchange (FX), Derivatives, and Swap-Dealer financial markets trading is considered a plus.
The successful candidate will act as a trusted advisor to senior stakeholders across trading, operations, risk management, and second and third-line risk and control functions (e.g. surveillance, legal and audit), ensuring robust compliance governance, oversight and proactive risk management.
This role can be performed in a hybrid model, where you can balance work from home and office to match your needs and role requirements. Typically 4 days in the office per week in our London office.
Why this role is important to us
The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability.
State Street Markets Compliance UK, Vice President - London Hybrid | London, UK employer: State Street Corporation
Contact Detail:
State Street Corporation Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land State Street Markets Compliance UK, Vice President - London Hybrid | London, UK
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and capital markets space. Attend industry events or webinars, and don’t be shy about introducing yourself. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of UK regulatory frameworks like MiFID II and MAR. We want you to show off your expertise in multi-asset-class trading and compliance oversight. Practice common interview questions and have your own ready to go!
✨Tip Number 3
Tailor your approach! When you apply through our website, make sure to highlight your experience in FX, FICC, and Equities. Show us how your background aligns with the role and why you’re the perfect fit for our team.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way. It shows your enthusiasm for the role and keeps you fresh in the interviewer's mind. Plus, it’s a great chance to reiterate why you’d be an asset to the compliance team.
We think you need these skills to ace State Street Markets Compliance UK, Vice President - London Hybrid | London, UK
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the role. Highlight your experience in compliance, especially in multi-asset-class capital markets and any relevant regulatory frameworks. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this Vice President role. Share specific examples of your expertise in FX, FICC, and Equities, and how you've successfully navigated compliance challenges in the past.
Showcase Your Soft Skills: While technical skills are crucial, don’t forget to highlight your soft skills too! Being a trusted advisor means you need strong communication and interpersonal skills. Let us know how you've built relationships with stakeholders in your previous roles.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you’re considered for the role. Plus, it’s super easy to do!
How to prepare for a job interview at State Street Corporation
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of UK and pan-European regulatory frameworks like MiFID II and MAR. Being able to discuss these regulations confidently will show that you're not just familiar with compliance, but that you can navigate the complexities of capital markets.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully managed compliance oversight or risk management. Highlight your expertise in multi-asset-class trading and how you've acted as a trusted advisor to senior stakeholders. This will demonstrate your capability and readiness for the Vice President role.
✨Understand the Business
Familiarise yourself with State Street Markets' operations, especially their FX, FICC, and Equities trading. Knowing how these areas function will help you articulate how you can contribute to their compliance governance and oversight effectively.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance culture and how they handle regulatory changes. This shows your genuine interest in the role and helps you gauge if the company aligns with your values and career goals.