Asset Management Compliance Manager

Asset Management Compliance Manager

Full-Time 80000 - 80000 £ / year (est.) Home office (partial)
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At a Glance

  • Tasks: Provide compliance support and advice on UK and EU regulations for private market activities.
  • Company: Join Standard Life, a leading retirement specialist with over 200 years of experience.
  • Benefits: Earn up to £80,000, enjoy 38 days annual leave, and flexible working options.
  • Other info: Embrace a collaborative culture that values curiosity and accountability.
  • Why this job: Make a real impact in asset management while ensuring regulatory compliance.
  • Qualifications: Experience in compliance within financial services, especially in private markets.

The predicted salary is between 80000 - 80000 £ per year.

Closing Date: 10th May, 2026

Salary and benefits: Up to £80,000 depending on experience plus an indicative bonus range of 16 - 32%, private medical cover, 38 days annual leave, excellent pension, 12x salary life assurance, career breaks, income protection, 3x volunteering days and much more.

Flexible working: All roles are open to part‑time, job‑share and other types of flexibility. We will discuss what is important to you and balancing this with business requirements during the recruitment process.

Location: London or Birmingham office with time spent in the office and working from home.

Duration: Permanent

Who are we? We’re Standard Life, a retirement specialist focused entirely on retirement savings and income. We champion the belief that everyone’s journey to and through retirement can be better, and for more than 200 years, we’ve been helping our customers plan and prepare for their financial futures.

The role: We are looking for a Compliance Manager to join the Asset Management Compliance Advisory Team. The responsibility of the role is to provide advisory and technical support on all relevant UK and EU regulatory requirements pertaining to Private Market activity. This position will support the continued expansion of private market strategies, ensuring strong regulatory alignment while assisting commercial activity across a range of investment areas.

This job is ideal for someone who has good working knowledge of UK and EU regulatory requirements related to asset management in particular MiFID II, AIFMD & ESG. In this role, you will act as a specialist advising and supporting the Asset Management business area as well as our in‑house Fund Manager. You will advise on regulatory matters as well as proactively support the Senior Compliance Manager to lead all aspects of, and contribute to, effective governance processes and robust conduct risk management.

You will collaborate closely with the First and Second Line Risk & Compliance teams to improve procedures and controls, deliver training, and maintain strong connections with the wider Group Risk and Legal teams. This position also offers the opportunity to support senior compliance leadership with strategic compliance initiatives across the business as well as gain exposure to other areas of Asset Management.

  • Act as a compliance partner to private markets teams, providing advice and guidance across the full investment lifecycle.
  • Support the development and enhancement of compliance frameworks in line with new products, strategies, and business initiatives inclusive of cross‑border activity.
  • Advise on relevant UK and European regulatory requirements impacting private market activities.
  • Identify, deliver and support targeted compliance training to business stakeholders.
  • Contribute to the development and management of the suite of compliance policies and procedures in line with relevant legislative, regulatory requirements and best practice.
  • Review and advise on client‑facing materials and fund documentation.
  • Conduct and contribute to ongoing monitoring and testing activities, helping identify and assess key compliance risks.
  • Prepare clear and concise reporting for senior stakeholders and governance forums.
  • Represent compliance in committees and working forums where required.

What we’re looking for:

Essential
  • Experience within a compliance role in financial services, ideally with exposure to private markets such as private credit, infrastructure, real assets, or private debt.
  • Ability to understand and apply UK and EU regulations, especially FUND, SYSC, ESG and COBS relevant to Asset Management.
  • Ability to build effective working relationships and provide practical, commercially aware compliance advice.
  • Strong analytical and problem‑solving skills, with the ability to communicate complex regulatory topics clearly.
  • A collaborative approach, with a proactive and solutions‑focused mindset.
  • High attention to detail and the ability to manage multiple priorities effectively.
Desirable
  • Relevant professional qualifications (e.g. compliance, legal, or financial services certifications).
  • Experience supporting real asset or property‑related investment activities.
  • Demonstrated commitment to ongoing professional development within compliance or financial services.
  • AML/KYA exposure, but please note this is not a financial crime role.

We want to hire the whole version of you. We are committed to ensuring that everyone feels accepted and welcome applicants from all backgrounds. If your experience looks different from what we’ve advertised and you believe that you can bring value to the role, we’d love to hear from you. If you require any adjustments to the recruitment process, please let us know so we can help you to be at your best. We’re reviewing applications as they come in and may close this role before the closing date, so apply early to avoid missing out.

Asset Management Compliance Manager employer: Standard Life (previously Phoenix Group)

At Standard Life, we pride ourselves on being an exceptional employer, offering a supportive work culture that prioritises flexibility and employee well-being. With generous benefits including up to 38 days of annual leave, private medical cover, and opportunities for career development, we empower our employees to thrive both personally and professionally in our London or Birmingham offices. Join us to be part of a team that values curiosity, connection, and accountability while making a meaningful impact in the world of retirement savings.
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Contact Detail:

Standard Life (previously Phoenix Group) Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Asset Management Compliance Manager

✨Tip Number 1

Network like a pro! Reach out to people in the asset management and compliance sectors on LinkedIn. Join relevant groups, attend webinars, and don’t be shy about asking for informational interviews. You never know who might have the inside scoop on job openings!

✨Tip Number 2

Prepare for those interviews! Research Standard Life and understand their values and recent developments in the asset management space. Be ready to discuss how your experience aligns with their needs, especially around UK and EU regulations.

✨Tip Number 3

Showcase your skills! Bring examples of how you've navigated compliance challenges in previous roles. Use the STAR method (Situation, Task, Action, Result) to structure your answers and make them memorable.

✨Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re genuinely interested in joining the team at Standard Life.

We think you need these skills to ace Asset Management Compliance Manager

Knowledge of UK and EU regulatory requirements
MiFID II
AIFMD
ESG
Compliance Advisory
Governance Processes
Conduct Risk Management
Analytical Skills
Problem-Solving Skills
Communication Skills
Relationship Building
Attention to Detail
Training Delivery
Compliance Framework Development
Multi-Priority Management

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the Asset Management Compliance Manager role. Highlight your experience with UK and EU regulations, especially MiFID II and AIFMD, and showcase any relevant compliance roles you've held.

Craft a Compelling Cover Letter: Your cover letter should tell us why you're the perfect fit for this role. Share specific examples of how you've navigated compliance challenges in the past and how you can bring that expertise to our team.

Showcase Your Soft Skills: We value collaboration and communication, so don’t forget to highlight your ability to build relationships and provide practical compliance advice. Use examples that demonstrate your proactive and solutions-focused mindset.

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets the attention it deserves. Plus, it shows us you’re serious about joining our team!

How to prepare for a job interview at Standard Life (previously Phoenix Group)

✨Know Your Regulations

Make sure you brush up on UK and EU regulations, especially MiFID II, AIFMD, and ESG. Being able to discuss these topics confidently will show that you’re not just familiar with the compliance landscape but also ready to tackle the challenges in asset management.

✨Showcase Your Experience

Prepare specific examples from your past roles where you've successfully navigated compliance issues or improved processes. This will help demonstrate your practical knowledge and problem-solving skills, which are crucial for this role.

✨Build Connections

Highlight your ability to build effective working relationships. Think of instances where you collaborated with different teams or stakeholders to achieve compliance goals. This shows that you can work well within a team and contribute positively to the company culture.

✨Ask Insightful Questions

Prepare thoughtful questions about the company's compliance strategies and how they align with their business initiatives. This not only shows your interest in the role but also your proactive mindset and desire to contribute to the company's success.

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