At a Glance
- Tasks: Review advice submissions and guide teams on regulatory compliance in financial planning.
- Company: St. James’s Place, a leading financial services firm in Edinburgh.
- Benefits: Competitive salary, professional development, and a supportive work environment.
- Other info: Collaborative culture with opportunities for career advancement.
- Why this job: Make a real impact by ensuring compliance and improving financial advice quality.
- Qualifications: Strong understanding of tax, pensions, and regulatory frameworks.
The predicted salary is between 63000 - 77000 £ per year.
St.
James’s Place in Edinburgh is seeking an Associate to review advice submissions and provide guidance to our Partnership and Wealth Management teams.
This role focuses on applying technical knowledge and ensuring regulatory compliance across complex areas including tax and pensions.
You’ll deliver focused feedback, influence behaviours to adhere to company policies, and collaborate with colleagues to drive improvements and manage risk.
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Regulatory Assurance Specialist – Financial Planning employer: St. James's Place
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