Regulatory Assurance Advisor (12m FTC) - Financial Planning in Gloucester

Regulatory Assurance Advisor (12m FTC) - Financial Planning in Gloucester

Gloucester Full-Time 51750 - 63250 £ / year (est.) No working from home possible
St. James's Place

At a Glance

  • Tasks: Review complex financial advice and ensure compliance with regulations.
  • Company: Join St. James's Place, a leader in financial planning.
  • Benefits: 12-month contract with competitive pay and professional growth opportunities.
  • Other info: Dynamic team environment in beautiful Gloucestershire.
  • Why this job: Make a real impact by improving financial submissions and reducing regulatory risk.
  • Qualifications: Diploma in Regulated Financial Planning or relevant progress.

The predicted salary is between 51750 - 63250 £ per year.

St.

James's Place seeks a Business Assurance Adviser on a 12-month FTC basis in Gloucestershire.

The role focuses on reviewing complex financial advice submissions and ensuring compliance with regulatory frameworks.

You'll provide focused feedback to Partners and the Wealth Management team, drive improvements in submissions, and act as a subject-matter expert to reduce regulatory risk across the business.

  • Ideally you will hold a Diploma in Regulated Financial Planning or be partway through
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Regulatory Assurance Advisor (12m FTC) - Financial Planning in Gloucester employer: St. James's Place

St. James’s Place is an excellent employer, offering a dynamic work culture that prioritises employee well-being and professional growth. Located in Cirencester, this hybrid role as a Data Privacy Manager not only provides competitive benefits such as parental leave and health insurance but also fosters an environment where employees can thrive through collaboration and engagement with diverse stakeholders in the regulated financial services sector.

St. James's Place

Contact Details:

St. James's Place Recruitment Team

We think you need these skills to ace Regulatory Assurance Advisor (12m FTC) - Financial Planning in Gloucester

Regulatory Compliance
Financial Advice Review
Feedback Provision
Risk Management
Subject-Matter Expertise
Diploma in Regulated Financial Planning
Analytical Skills