Regulatory Assurance Specialist – Risk & Quality (Edinburgh) in Cirencester

Regulatory Assurance Specialist – Risk & Quality (Edinburgh) in Cirencester

Cirencester Full-Time 37800 - 46200 £ / year (est.) Home office (partial)
St. James's Place

At a Glance

  • Tasks: Conduct suitability assessments and provide feedback to financial advisers on regulatory compliance.
  • Company: St. James's Place, a leading financial services firm in the UK.
  • Benefits: Market-leading benefits package, hybrid working, and a supportive team environment.
  • Other info: Join a dynamic team with opportunities for professional growth.
  • Why this job: Make a real impact by ensuring adherence to regulatory standards in financial advice.
  • Qualifications: Understanding of regulatory requirements and strong communication skills.

The predicted salary is between 37800 - 46200 £ per year.

St.

James's Place in the UK is seeking an Associate to undertake suitability assessments across a range of business submitted by financial advisers, including offshore investments, IHT/trust planning and pensions.

You'll provide focused feedback and guidance to the SJP Partnership, influencing behaviour to ensure adherence to regulatory requirements and the SJP Advice Policy.

This permanent, hybrid role offers a market‑leading benefits package, a supportive team, and opportunities to contribute

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Regulatory Assurance Specialist – Risk & Quality (Edinburgh) in Cirencester employer: St. James's Place

St. James’s Place is an excellent employer, offering a dynamic work culture that prioritises employee well-being and professional growth. Located in Cirencester, this hybrid role as a Data Privacy Manager not only provides competitive benefits such as parental leave and health insurance but also fosters an environment where employees can thrive through collaboration and engagement with diverse stakeholders in the regulated financial services sector.

St. James's Place

Contact Details:

St. James's Place Recruitment Team

We think you need these skills to ace Regulatory Assurance Specialist – Risk & Quality (Edinburgh) in Cirencester

Regulatory Knowledge
Suitability Assessments
Financial Advising
Feedback and Guidance
Influencing Skills
Adherence to Regulatory Requirements
Understanding of IHT/Trust Planning