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- Tasks: Conduct suitability assessments and support financial advisers in compliance.
- Company: Dynamic financial services company with a focus on regulatory assurance.
- Benefits: Hybrid working, competitive salary, bonuses, and pension scheme.
- Why this job: Join a team that values your expertise and helps shape financial planning.
- Qualifications: Level 4 diploma in regulated financial planning or progress towards it.
- Other info: Exciting opportunities for growth in a supportive environment.
The predicted salary is between 36000 - 60000 £ per year.
A financial services company is looking for a candidate to undertake suitability assessments in Bristol or Cirencester. This role requires a Level 4 diploma in regulated financial planning or progress toward it.
Responsibilities include providing expert feedback and support to financial advisers while ensuring compliance.
The role offers a hybrid working environment and competitive benefits, including bonuses and a pension scheme.
Regulatory Assurance Advisor - Financial Planning in Bristol employer: St. James’s Place
Contact Detail:
St. James’s Place Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Assurance Advisor - Financial Planning in Bristol
✨Tip Number 1
Network like a pro! Reach out to professionals in the financial services sector, especially those who are already working as Regulatory Assurance Advisors. Use platforms like LinkedIn to connect and engage with them; you never know who might have insider info on job openings!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of compliance and suitability assessments. We recommend creating a list of common interview questions related to financial planning and practising your responses. This will help you feel more confident when discussing your expertise.
✨Tip Number 3
Showcase your qualifications! If you’re working towards that Level 4 diploma, make sure to highlight this in conversations and during interviews. It shows your commitment to professional development and can set you apart from other candidates.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of resources to help you land that dream job, and applying directly can sometimes give you an edge. Plus, it’s super easy to keep track of your applications!
We think you need these skills to ace Regulatory Assurance Advisor - Financial Planning in Bristol
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your Level 4 diploma in regulated financial planning or any progress you've made towards it. We want to see how your skills and experiences align with the role of Regulatory Assurance Advisor.
Showcase Relevant Experience: When writing your application, focus on your experience with suitability assessments and compliance. We’re looking for candidates who can provide expert feedback and support to financial advisers, so share any relevant examples!
Be Clear and Concise: Keep your application straightforward and to the point. We appreciate clarity, so avoid jargon and make sure your key points stand out. This will help us quickly see why you’d be a great fit for our team.
Apply Through Our Website: Don’t forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it’s super easy to do!
How to prepare for a job interview at St. James’s Place
✨Know Your Stuff
Make sure you brush up on your knowledge of financial planning regulations and suitability assessments. Familiarise yourself with the latest compliance standards and be ready to discuss how you've applied this knowledge in past roles.
✨Showcase Your Qualifications
Since a Level 4 diploma is essential, be prepared to talk about your qualifications and any progress you've made towards it. Highlight specific courses or projects that demonstrate your expertise in regulated financial planning.
✨Prepare for Scenario Questions
Expect questions that assess your problem-solving skills in real-world situations. Think of examples where you've provided feedback to advisers or ensured compliance, and be ready to explain your thought process and outcomes.
✨Emphasise Teamwork and Communication
This role involves supporting financial advisers, so it's crucial to demonstrate your ability to work collaboratively. Share examples of how you've effectively communicated complex information and supported team members in achieving compliance.
