At a Glance
- Tasks: Review advice submissions and provide guidance on regulatory compliance in financial planning.
- Company: St. James’s Place, a leading financial services company in Edinburgh.
- Benefits: Competitive salary, professional development, and a supportive team environment.
- Other info: Join a dynamic team focused on driving improvements and managing risk.
- Why this job: Make a real impact by ensuring compliance and improving financial advice quality.
- Qualifications: Strong understanding of tax and pensions regulations, with excellent communication skills.
The predicted salary is between 63000 - 77000 £ per year.
St.
James’s Place in Edinburgh is seeking an Associate to review advice submissions and provide guidance to our Partnership and Wealth Management teams.
This role focuses on applying technical knowledge and ensuring regulatory compliance across complex areas including tax and pensions.
You’ll deliver focused feedback, influence behaviours to adhere to company policies, and collaborate with colleagues to drive improvements and manage risk.
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Regulatory Assurance Specialist – Financial Planning employer: St. James's Place
At SJP, we pride ourselves on being an exceptional employer, offering a dynamic hybrid work environment in Cirencester or Bristol that fosters collaboration and professional growth. Our commitment to employee development is evident through continuous training opportunities and a supportive culture that values integrity and excellence, ensuring you thrive while delivering expert technical support in the fast-paced financial services sector. With competitive benefits, including a generous parental leave policy and a discretionary bonus scheme, we empower our team to achieve both personal and professional success.
