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- Tasks: Oversee compliance in a regulated investment advisory business and develop compliance programmes.
- Company: Leading compliance consulting firm with a strong reputation.
- Benefits: Full-time role with competitive salary and professional growth opportunities.
- Why this job: Join a dynamic team and ensure adherence to FCA regulations while making a real impact.
- Qualifications: Minimum 4 years of experience in FCA-regulated environments and strong analytical skills.
- Other info: Based in Greater London, perfect for those who thrive in a diverse workload.
The predicted salary is between 43200 - 72000 £ per year.
A leading compliance consulting firm is seeking a Compliance Officer with at least 4 years of experience in FCA-regulated environments. The successful candidate will oversee compliance within a regulated investment advisory business, develop compliance programs, and ensure adherence to FCA regulations. This is a full-time role based in Greater London, ideal for someone with excellent analytical and interpersonal skills who can manage a diverse workload calmly and professionally.
Asset Management Compliance Leader in London employer: SSQ
Contact Detail:
SSQ Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Asset Management Compliance Leader in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field and let them know you're on the lookout for opportunities. You never know who might have a lead or can refer you to someone in their network.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and compliance best practices. We recommend doing mock interviews with friends or using online resources to get comfortable discussing your experience and how it relates to the role.
✨Tip Number 3
Showcase your analytical skills! During interviews, be ready to discuss specific examples of how you've tackled compliance challenges in the past. This will demonstrate your ability to manage a diverse workload effectively.
✨Tip Number 4
Don't forget to apply through our website! We make it easy for you to find roles that match your skills and experience. Plus, it shows you're serious about joining our team in the compliance space.
We think you need these skills to ace Asset Management Compliance Leader in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in FCA-regulated environments. We want to see how your skills align with the role of Compliance Officer, so don’t be shy about showcasing relevant achievements!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Compliance Officer role. We love seeing your personality come through, so feel free to share your passion for compliance and investment advisory.
Showcase Your Analytical Skills: Since this role requires excellent analytical skills, make sure to include examples of how you've used these skills in past roles. We want to know how you’ve tackled complex compliance issues and what strategies you implemented.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates regarding your application status!
How to prepare for a job interview at SSQ
✨Know Your FCA Regulations
Make sure you brush up on the latest FCA regulations relevant to asset management. Being able to discuss specific compliance issues and how they impact investment advisory businesses will show that you're not just familiar with the rules, but that you can apply them in real-world scenarios.
✨Showcase Your Analytical Skills
Prepare examples from your past experience where your analytical skills made a difference in compliance outcomes. Whether it was identifying a potential risk or developing a compliance programme, having concrete examples ready will demonstrate your capability and confidence.
✨Demonstrate Interpersonal Skills
Since this role involves managing a diverse workload and working with various stakeholders, be ready to discuss how you've successfully collaborated with teams in the past. Highlight instances where your communication skills helped resolve conflicts or improve compliance processes.
✨Stay Calm Under Pressure
In compliance, things can get hectic. Prepare to share how you've managed stressful situations in previous roles. Employers want to see that you can maintain professionalism and composure while juggling multiple tasks, especially in a regulated environment.
