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- Tasks: Analyse FCA policies and ensure compliance in motor finance redress schemes.
- Company: Join a leading firm focused on regulatory excellence and consumer protection.
- Benefits: Competitive salary, flexible working options, and opportunities for professional growth.
- Why this job: Make a real difference in regulatory compliance and consumer rights.
- Qualifications: Strong analytical skills and understanding of FCA regulations required.
- Other info: Collaborative environment with a focus on continuous improvement and career advancement.
The predicted salary is between 36000 - 60000 £ per year.
Role & Responsibilities
- Regulatory Analysis & Programme Support: Interpret and translate FCA policy statements, consultation papers, and final rules relating to the motor finance redress scheme into actionable requirements. Monitor regulatory developments, including FCA communications, industry guidance, and judicial decisions, and assess their impact on programme scope and delivery. Develop and maintain a regulatory requirements register, ensuring all programme workstreams remain aligned to FCA expectations. Provide subject matter expertise to internal teams on FCA redress mechanics, consumer duty obligations, and complaints-handling standards; to be implemented in our data, system, delivery, and monitoring functions.
- Assurance & Quality: In conjunction with our assurance partner, design and implement assurance frameworks to test whether redress calculations, customer communications, and case-handling processes meet regulatory requirements. As required, conduct file reviews and thematic quality assurance assessments across case populations to identify systemic issues and emerging risks. Produce assurance reporting for senior leadership, programme governance boards, third party assurance partner, and where required, the FCA. As part of a first line function, you will work closely with the second line team to embed a culture of regulatory compliance throughout programme delivery, as well as coordinating activities with our external assurance partner.
- Stakeholder Engagement: Act as a key point of contact for regulatory queries from internal stakeholders including data, systems, transformation, operations, legal, and monitoring. Support engagement with external parties including the FCA, legal counsel, and third-party assurance partner. Contribute to the preparation of regulatory submissions, management information, and board-level reporting.
- Risk & Governance: Identify and elevate regulatory risks arising from programme delivery, updating the programme's live risk log with appropriate mitigating actions. Support the programme's governance structure by contributing to steering committee, programme board, and working groups. Ensure all programme activity is documented to an evidential standard suitable for regulatory scrutiny.
Regulatory Analyst & Assurance SME in Bracknell employer: Square 4 Partners
Contact Detail:
Square 4 Partners Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Analyst & Assurance SME in Bracknell
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those who work in regulatory roles. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on FCA policies and recent regulatory changes. Show us you know your stuff and can translate complex regulations into actionable insights – that's what we love to see!
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and expertise. When you apply through our website, you’ll have a better chance of standing out and getting noticed by the right people.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you top of mind. Mention something specific from your conversation to show you were engaged and are genuinely interested in the role.
We think you need these skills to ace Regulatory Analyst & Assurance SME in Bracknell
Some tips for your application 🫡
Know the Role Inside Out: Before you start writing your application, make sure you really understand what the Regulatory Analyst & Assurance SME role is all about. Dive into the job description and highlight the key responsibilities. This will help us see how your skills align with what we're looking for.
Tailor Your Application: Don’t just send a generic application! We want to see how your experience relates specifically to regulatory analysis and assurance. Use examples from your past work that demonstrate your understanding of FCA policies and your ability to engage with stakeholders.
Showcase Your Expertise: We’re looking for someone who can provide subject matter expertise. Make sure to highlight any relevant qualifications or experiences that showcase your knowledge in FCA redress mechanics and consumer duty obligations. This is your chance to shine!
Apply Through Our Website: When you're ready to submit your application, make sure you do it through our website. It’s the best way for us to keep track of your application and ensure it gets the attention it deserves. Plus, it’s super easy!
How to prepare for a job interview at Square 4 Partners
✨Know Your Regulations
Make sure you brush up on FCA policy statements and the motor finance redress scheme. Being able to discuss these topics confidently will show that you're not just familiar with the regulations, but that you can also interpret and apply them effectively.
✨Demonstrate Assurance Skills
Prepare examples of how you've designed or implemented assurance frameworks in the past. Be ready to discuss your experience with quality assurance assessments and how you've identified systemic issues. This will highlight your ability to ensure compliance and maintain high standards.
✨Engage Stakeholders Effectively
Think about times when you've acted as a key point of contact for regulatory queries. Be prepared to share how you’ve engaged with internal teams and external parties like the FCA. This will showcase your communication skills and your ability to build relationships across different functions.
✨Showcase Risk Management Acumen
Familiarise yourself with risk identification and mitigation strategies. Be ready to discuss how you've contributed to governance structures and managed risks in previous roles. This will demonstrate your proactive approach to regulatory compliance and programme delivery.