At a Glance
- Tasks: Manage client inquiries and deliverables in a dynamic compliance services team.
- Company: Join S&P Global, a leading firm in the financial industry.
- Benefits: Opportunities for personal growth, competitive salary, and a supportive work environment.
- Other info: Dynamic role with opportunities for travel and career advancement.
- Why this job: Gain exposure to industry leaders while making a real impact in compliance services.
- Qualifications: Experience in financial markets and strong communication skills required.
The predicted salary is between 55000 - 65000 £ per year.
About the Role
Our Compliance Services team is seeking an experienced and motivated associate to facilitate daily management of client coverage and deliverables. The individual will be responsible for managing client inquiries and support related to the functions of the outsourcing platform. The position offers direct exposure to external industry entities such as portfolio managers and trustee/custodians. The role entails partnering with other S&P business lines to drive a client‑focused agenda and satisfaction.
The Impact
As a member of the EMEA Compliance Services team located in Manchester, UK, you will be responsible for the oversight of your client portfolios to ensure day‑to‑day deliverables are achieved.
Benefits
- Opportunity to join a growing business sector within the EMEA region.
- Be a part of a dynamic business, interacting with clients and stakeholders across the financial industry.
- Working for a global business focused on personal growth and development of employees.
Responsibilities
- Generate and manage the day‑to‑day deliverables to clients (primarily capital management firms).
- Perform routine reconciliation of key data points with trustees and research variances.
- Review compliance test results presented on monthly trustee reports and research variances.
- Monitor cash collection, payment, and reserve accounts to ensure activity and transactions are processed properly.
- Manage inquiries regarding collateral attributes and transactions, and facilitate the workflow and timely resolution between internal groups.
- Work with WSO Compliance programmers on applicable updates to models and test calculations.
- Work with junior team members to ensure client deliverables are met.
- Undertake training of the wider team.
- Complete special projects as assigned.
- Ability to travel when required.
What We’re Looking For
Basic Required Qualifications
- Experience in high‑yield or leveraged loan financial market.
- Experience with Wall Street Office Product Suite – preferred.
- Strong PC skills – Excel and other Microsoft Office Product.
- Commercial Awareness.
- Banking or investment industry experience.
- Customer relations experience.
Communication
- Strong verbal and written communications skills.
- Prepare various reports and metrics needed by internal management or special client requests.
Teamwork
- Must be able to work well with others in a team environment.
Additional Preferred Qualifications
- Bachelor’s degree or equivalent level experience (Accounting or Financing preferred).
- 3+ years in the financial services industry (preferably including functional knowledge of Collateralized Loan Obligations – CLO’s).
Right to Work Requirements
This role is limited to persons with right to work in the United Kingdom.
Return to Work
Have you taken time out for caring responsibilities and are now looking to return to work? As part of our Return‑to‑Work initiative, Restart, we are encouraging enthusiastic and talented returners to apply and will actively support your return to the workplace.
Equal Opportunity Employer
S&P Global is an equal opportunity employer and all qualified candidates will receive consideration for employment without regard to race/ethnicity, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, marital status, military veteran status, unemployment status, or any other status protected by law. Only electronic job submissions will be considered for employment.
EMEA Compliance Services Lead — Client Delivery & Oversight in Manchester employer: S&P Global
S&P Global is an exceptional employer, offering a vibrant work culture in Manchester that prioritises personal growth and development. As part of the EMEA Compliance Services team, you will engage with key industry stakeholders while enjoying opportunities for professional advancement in a supportive environment. With a commitment to diversity and inclusion, S&P Global fosters a collaborative atmosphere where your contributions are valued and recognised.
StudySmarter Expert Advice🤫
We think this is how you could land EMEA Compliance Services Lead — Client Delivery & Oversight in Manchester
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial industry, especially those who might have insights into compliance roles. A friendly chat can sometimes lead to job opportunities that aren't even advertised.
✨Tip Number 2
Prepare for interviews by researching the company and its culture. Understand their compliance services and think about how your experience aligns with their needs. We want you to shine when you get that interview!
✨Tip Number 3
Showcase your skills during the interview! Be ready to discuss your experience with high-yield markets and compliance processes. Use specific examples to demonstrate how you've tackled challenges in previous roles.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace EMEA Compliance Services Lead — Client Delivery & Oversight in Manchester
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the role of EMEA Compliance Services Lead. Highlight your experience in high-yield or leveraged loan financial markets and any relevant banking or investment industry experience. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance services and how your background makes you a great fit for our team. Don’t forget to mention your communication skills and teamwork experience, as these are key for us.
Showcase Your Technical Skills:Since we value strong PC skills, especially with Excel and other Microsoft Office products, make sure to highlight any relevant technical expertise in your application. If you've worked with Wall Street Office Product Suite, definitely mention that too!
Apply Through Our Website:We encourage you to apply through our website for the best chance of being noticed. It’s the easiest way for us to keep track of your application and ensure it gets to the right people. Plus, it shows you’re serious about joining our team!
How to prepare for a job interview at S&P Global
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of compliance services, especially in the context of high-yield or leveraged loan financial markets. Familiarise yourself with key terms and concepts related to Collateralized Loan Obligations (CLOs) as this will show your expertise and readiness for the role.
✨Showcase Your Communication Skills
Since strong verbal and written communication skills are crucial for this position, practice articulating your thoughts clearly. Prepare to discuss how you've effectively managed client inquiries in the past and how you can ensure client satisfaction in this role.
✨Demonstrate Team Spirit
This role requires teamwork, so be ready to share examples of how you've collaborated with others in previous jobs. Highlight any experiences where you’ve trained junior team members or worked across departments to achieve common goals.
✨Prepare for Real-World Scenarios
Think about potential challenges you might face in this role, such as reconciling data discrepancies or managing client deliverables. Prepare some thoughtful responses on how you would handle these situations, showcasing your problem-solving skills and commercial awareness.