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- Tasks: Manage and enhance transaction reporting processes for compliance with global regulations.
- Company: Join Cappitech, a leader in trade and transaction reporting solutions.
- Benefits: Enjoy health coverage, flexible time off, and continuous learning opportunities.
- Why this job: Be part of a diverse team driving impactful regulatory change in finance.
- Qualifications: 5-7 years in trade reporting; strong knowledge of SFTR or MiFIR required.
- Other info: Collaborate with top financial institutions and access innovative technology.
The predicted salary is between 36000 - 60000 £ per year.
About the Role:
Cappitech is the market leading solution provider for trade and transaction reporting globally offering clients best in class technology and consulting services. Our cloud-based, cross regulation SaaS platform allows banks, brokers, hedge funds, asset managers, insurance companies and corporates to comply with global regulatory requirements. Our transaction reporting consulting team is expanding, and you will play an important role in continuing to make it all happen. You will be joining a team of problem solvers with a passion for providing the very best customer experience in a fast-paced environment. This is a high profile/visibility role to help drive new revenue for the consulting business in Europe. We are a diverse team supporting our global customers by managing their transaction reporting needs.
S&P Global's Cappitech Consulting Practice is seeking a skilled Regulatory Reporting SME to join our team of experts delivering strategic and operational solutions to leading financial institutions. This role focuses on ensuring compliance with key trade and transaction reporting regimes, with strong SFTR or MiFIR knowledge as a minimum (including regulatory texts, guidelines, best practices, industry challenges...), and will involve a blend of BAU oversight, issue remediation, and advisory/consulting work on regulatory change projects. You will collaborate with clients and internal teams to design, implement, and enhance reporting frameworks, leveraging S&P Global's technology, data, and regulatory expertise to deliver tangible value.
Key Responsibilities
- Manage, review, and enhance clients' transaction reporting processes, ensuring compliance with regulatory requirements.
- Perform data analysis, reconciliation, and exception management to resolve reporting breaks and enhance data quality.
- Interpret new and evolving regulatory requirements, advising clients on their implications and required process or system changes.
- Support system enhancements, UAT, and migration projects for regulatory reporting solutions.
- Partner with client stakeholders, trade repositories, and vendors to troubleshoot and resolve issues.
- Contribute to design and implementation of best-practice control frameworks for reporting governance and oversight.
- Assist in regulatory readiness assessments, gap analyses, and operational support.
- Able to work as a bridge between compliance, business and technology.
- Produce high-quality documentation, process maps, and client deliverables.
Required Skills & Experience
- 5-7 years of hands-on experience in trade and transaction reporting in a financial institution, consultancy, or vendor setting.
- Strong working knowledge of at least one of SFTR or MiFIR; multiple regimes preferred, SFTR or MiFIR a must. EMIR desired but not essential.
- Exposure to North American regimes CFTC, SEC-SBSR, CSA would be a plus.
- Proven experience with reporting operations, reconciliations, exception management, and root cause analysis.
- Understanding of financial products and asset classes including derivatives, fixed income, equities, and securities financing transactions.
- Ability to interpret and apply regulatory technical standards and validation rules.
- Proficiency in Excel; experience with data analysis tools (SQL, Python) an advantage.
- Excellent communication, client-facing, and stakeholder management skills.
Desirable Skills
- Experience with regulatory reporting platforms (DTCC, UnaVista, Regis-TR, ICE Trade Vault, MarketAxess).
- Exposure to data governance, operational risk controls, or compliance frameworks.
- Prior consultancy experience with client delivery responsibilities.
Education & Certification
- Bachelor's degree in finance, Economics, Business, or related discipline.
- Professional qualifications (CISI) beneficial but not essential.
Why Join S&P Global Cappitech Consulting?
- Work alongside industry-leading experts on high-profile regulatory change projects.
- Opportunity to work with tier-one global financial institutions.
- Access to technology and analytics solutions to drive innovative client outcomes.
- Clear career development pathways within a growing consulting practice.
Benefits:
- Health & Wellness: Health care coverage designed for the mind and body.
- Flexible Downtime: Generous time off helps keep you energized for your time on.
- Continuous Learning: Access a wealth of resources to grow your career and learn valuable new skills.
- Invest in Your Future: Secure your financial future through competitive pay, retirement planning, a continuing education program with a company-matched student loan contribution, and financial wellness programs.
- Family Friendly Perks: It’s not just about you. S&P Global has perks for your partners and little ones, too, with some best-in-class benefits for families.
- Beyond the Basics: From retail discounts to referral incentive awards-small perks can make a big difference.
Equal Opportunity Employer
S&P Global is an equal opportunity employer and all qualified candidates will receive consideration for employment without regard to race/ethnicity, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, marital status, military veteran status, unemployment status, or any other status protected by law.
Regulatory Subject Matter Expert (SME) in London employer: S&P Global
Contact Detail:
S&P Global Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Subject Matter Expert (SME) in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and regulatory sectors. Attend industry events or webinars where you can meet potential employers and showcase your expertise.
✨Tip Number 2
Prepare for interviews by brushing up on your SFTR and MiFIR knowledge. Be ready to discuss how you've tackled compliance challenges in the past and how you can add value to their team.
✨Tip Number 3
Showcase your problem-solving skills! During interviews, share specific examples of how you've improved transaction reporting processes or resolved data quality issues in previous roles.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you're serious about joining our team at S&P Global Cappitech Consulting.
We think you need these skills to ace Regulatory Subject Matter Expert (SME) in London
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter for the Regulatory Subject Matter Expert role. Highlight your experience with SFTR or MiFIR, and any relevant consulting work you've done. We want to see how your skills align with what we're looking for!
Showcase Your Expertise: Don’t hold back on showcasing your knowledge of trade and transaction reporting. Include specific examples of how you've managed compliance processes or resolved reporting issues in the past. This is your chance to shine and show us what you can bring to the table!
Be Clear and Concise: When writing your application, keep it clear and to the point. Use bullet points where possible to make it easy for us to read. We appreciate a well-structured application that gets straight to the important bits without fluff!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets to the right people. Plus, you’ll find all the details you need about the role and our company there!
How to prepare for a job interview at S&P Global
✨Know Your Regulations
Make sure you brush up on your knowledge of SFTR and MiFIR, as these are crucial for the role. Be prepared to discuss how you've applied this knowledge in past roles, and think about any challenges you've faced with regulatory compliance.
✨Showcase Your Analytical Skills
Since data analysis is a big part of this job, be ready to talk about your experience with data reconciliation and exception management. Bring examples of how you've resolved reporting breaks or improved data quality in previous positions.
✨Communicate Effectively
This role requires excellent communication skills, so practice articulating your thoughts clearly. Think about how you can convey complex regulatory concepts in a way that clients can easily understand, and be ready to demonstrate your client-facing experience.
✨Prepare for Scenario Questions
Expect scenario-based questions where you'll need to demonstrate your problem-solving abilities. Think of specific situations where you've had to interpret regulatory changes or implement new processes, and be ready to explain your thought process and outcomes.
