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- Tasks: Manage and enhance transaction reporting processes for compliance with global regulations.
- Company: Join S&P Global Cappitech, a leader in trade and transaction reporting solutions.
- Benefits: Enjoy competitive pay, flexible time off, and continuous learning opportunities.
- Why this job: Work on high-profile projects with top financial institutions and industry experts.
- Qualifications: 5-7 years in trade reporting; strong knowledge of SFTR or MiFIR required.
- Other info: Diverse team with clear career development pathways and innovative technology access.
The predicted salary is between 36000 - 60000 £ per year.
Cappitech is the market leading solution provider for trade and transaction reporting globally, offering clients best in class technology and consulting services. Our cloud-based, cross regulation SaaS platform allows banks, brokers, hedge funds, asset managers, insurance companies and corporates to comply with global regulatory requirements.
Our transaction reporting consulting team is expanding, and you will play an important role in continuing to make it all happen. You will be joining a team of problem solvers with a passion for providing the very best customer experience in a fast-paced environment. This is a high profile/visibility role to help drive new revenue for the consulting business in Europe. We are a diverse team supporting our global customers by managing their transaction reporting needs.
Regulatory Reporting SMEs at S&P Global's Cappitech Consulting Practice are seeking a skilled Regulatory Reporting SME to join our team of experts delivering strategic and operational solutions to leading financial institutions. This role focuses on ensuring compliance with key trade and transaction reporting regimes, with strong SFTR or MiFIR knowledge as a minimum, and will involve a blend of BAU oversight, issue remediation, and advisory/consulting work on regulatory change projects.
You will collaborate with clients and internal teams to design, implement, and enhance reporting frameworks, leveraging S&P Global's technology, data, and regulatory expertise to deliver tangible value.
Key Responsibilities- Manage, review, and enhance clients' transaction reporting processes, ensuring compliance with regulatory requirements.
- Perform data analysis, reconciliation, and exception management to resolve reporting breaks and enhance data quality.
- Interpret new and evolving regulatory requirements, advising clients on their implications and required process or system changes.
- Support system enhancements, UAT, and migration projects for regulatory reporting solutions.
- Partner with client stakeholders, trade repositories, and vendors to troubleshoot and resolve issues.
- Contribute to design and implementation of best-practice control frameworks for reporting governance and oversight.
- Assist in regulatory readiness assessments, gap analyses, and operational support.
- Able to work as a "bridge" between compliance, business and technology.
- Produce high-quality documentation, process maps, and client deliverables.
- 5-7 years of hands-on experience in trade and transaction reporting in a financial institution, consultancy, or vendor setting.
- Strong working knowledge of at least one of SFTR or MiFIR; multiple regimes preferred, SFTR or MiFIR a must. EMIR desired but not essential.
- Exposure to North American regimes CFTC, SEC-SBSR, CSA would be a plus.
- Proven experience with reporting operations, reconciliations, exception management, and root cause analysis.
- Understanding of financial products and asset classes including derivatives, fixed income, equities, and securities financing transactions.
- Ability to interpret and apply regulatory technical standards and validation rules.
- Proficiency in Excel; experience with data analysis tools (SQL, Python) an advantage.
- Excellent communication, client-facing, and stakeholder management skills.
- Experience with regulatory reporting platforms (DTCC, UnaVista, Regis-TR, ICE Trade Vault, MarketAxess).
- Exposure to data governance, operational risk controls, or compliance frameworks.
- Prior consultancy experience with client delivery responsibilities.
- Bachelor's degree in finance, Economics, Business, or related discipline.
- Professional qualifications (CISI) beneficial but not essential.
- Work alongside industry-leading experts on high-profile regulatory change projects.
- Opportunity to work with tier-one global financial institutions.
- Access to technology and analytics solutions to drive innovative client outcomes.
- Clear career development pathways within a growing consulting practice.
- Health & Wellness: health care coverage designed for the mind and body.
- Flexible Downtime: Generous time off helps keep you energized.
- Continuous Learning: Access a wealth of resources to grow your career and learn valuable new skills.
- Invest in Your Future: Secure your financial future through competitive pay, retirement planning, a continuing education program with a company-matched student loan contribution, and financial wellness programs.
- Family Friendly Perks: Best-in-class benefits for partners and little ones, including retail discounts and referral incentive awards.
- Beyond the Basics: Small perks can make a big difference.
S&P Global is an equal opportunity employer and all qualified candidates will receive consideration for employment without regard to race/ethnicity, colour, religion, sex, sexual orientation, gender identity, national origin, age, disability, marital status, military veteran status, unemployment status, or any other status protected by law. Only electronic job submissions will be considered for employment.
If you need an accommodation during the application process due to a disability, please send an email to EEO.Compliance@spglobal.com.
Regulatory Subject Matter Expert (SME) in London employer: S&P Global Inc.
Contact Detail:
S&P Global Inc. Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Subject Matter Expert (SME) in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and regulatory sectors. Attend industry events or webinars where you can meet potential employers and showcase your expertise in SFTR or MiFIR.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of regulatory frameworks. Be ready to discuss how you've tackled compliance challenges in the past, and don’t forget to highlight your problem-solving skills!
✨Tip Number 3
Showcase your analytical skills! Bring examples of data analysis or reporting projects you've worked on. This will demonstrate your ability to enhance transaction reporting processes and resolve issues effectively.
✨Tip Number 4
Don’t just apply anywhere—apply through our website! We’re looking for passionate individuals who want to make a difference in regulatory reporting. Tailor your application to show how you can contribute to our team at Cappitech.
We think you need these skills to ace Regulatory Subject Matter Expert (SME) in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to highlight your experience with SFTR or MiFIR. We want to see how your skills align with the role, so don’t be shy about showcasing your relevant achievements!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about regulatory reporting and how your background makes you a perfect fit for our team. Let us know what excites you about this opportunity!
Showcase Your Problem-Solving Skills: In your application, give examples of how you've tackled challenges in regulatory reporting. We love seeing candidates who can think critically and provide solutions, so share those experiences with us!
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy to do!
How to prepare for a job interview at S&P Global Inc.
✨Know Your Regulations Inside Out
Make sure you brush up on your knowledge of SFTR and MiFIR, as well as any other relevant regulations. Be prepared to discuss how these regulations impact transaction reporting and compliance, and think about real-world examples where you've applied this knowledge.
✨Showcase Your Analytical Skills
Since data analysis is a big part of the role, be ready to talk about your experience with data reconciliation and exception management. Bring specific examples of how you've resolved reporting issues in the past, and if possible, mention any tools you've used like SQL or Python.
✨Demonstrate Your Client-Facing Experience
This role involves a lot of collaboration with clients and stakeholders, so highlight your communication skills. Prepare to share instances where you've successfully managed client relationships or navigated complex stakeholder environments.
✨Prepare for Scenario-Based Questions
Expect questions that ask how you would handle specific regulatory challenges or changes. Think through potential scenarios related to compliance and reporting, and be ready to explain your thought process and the steps you would take to address them.
