Asset Management Compliance Advisor

Asset Management Compliance Advisor

Full-Time 49500 - 60500 £ / year (est.) No working from home possible
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At a Glance

  • Tasks: Monitor daily trades and ensure compliance with investment policies across various funds.
  • Company: Fidelity, a leading financial services firm in London.
  • Benefits: Competitive salary, comprehensive benefits, and opportunities for professional growth.
  • Other info: Fast-paced environment with potential for career advancement.
  • Why this job: Join a dynamic team and make a real difference in asset management compliance.
  • Qualifications: Strong understanding of compliance regulations and excellent communication skills.

The predicted salary is between 49500 - 60500 £ per year.

Fidelity in London is seeking a Compliance Advisor to perform daily trade monitoring across equity, fixed income, and alternative funds, ensuring adherence to investment policy limitations and reporting.

You will educate portfolio managers and traders on guidelines, support the Information Barrier program, and work with regulators to implement change projects, serving as the first contact for portfolios’ state of compliance.

Asset Management Compliance Advisor employer: Soteria Reinsurance Ltd.

Fidelity Investments is an exceptional employer that fosters a collaborative and inclusive work culture, empowering employees to thrive in their careers. With a strong focus on professional development and a commitment to diversity, Fidelity offers unique opportunities for growth and engagement in the dynamic field of global thought leadership. Located in a vibrant environment, employees benefit from a supportive atmosphere that values innovative thinking and impactful contributions to the financial wellbeing of clients worldwide.

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Contact Details:

Soteria Reinsurance Ltd. Recruitment Team

We think you need these skills to ace Asset Management Compliance Advisor

Trade Monitoring
Compliance Knowledge
Investment Policy Adherence
Education and Training Skills
Regulatory Knowledge
Change Management
Communication Skills