At a Glance
- Tasks: Advise on compliance matters for innovative borrowing products and ensure regulatory adherence.
- Company: Dynamic financial institution focused on compliance and innovation.
- Benefits: Competitive salary, remote work options, and incentive awards.
- Other info: Flexible working locations and a commitment to diversity and inclusion.
- Why this job: Join a team that shapes the future of banking while ensuring compliance and customer satisfaction.
- Qualifications: Expertise in Consumer Duty and FCA CONC rules, with strong communication skills.
The predicted salary is between 59500 - 70000 € per year.
Compliance Advisory Manager with responsibility for advising the Borrowing squad on compliance matters related to borrowing products. Reports to the Head of Compliance Advisory and works within the second line of defence.
Responsibilities
- Provide day‑to‑day compliance advice to the Borrowing squad on products including Flex, Loans, Overdrafts, Business lending and Homeownership.
- Review customer journeys and communications to support good outcomes and flag risks.
- Advise Marketing and Financial Promotion teams on promotion rules and guidance.
- Oversee regulatory breaches and incidents related to borrowing activity.
- Monitor and interpret FCA CONC and Consumer Duty regulations to ensure compliance by design.
- Collaborate with other teams to build strong relationships and communicate clearly.
Qualifications
- Extensive knowledge of Consumer Duty and FCA CONC rules.
- Hands‑on experience advising on borrowing products, ideally in banking, insurance or fintech.
- Strong communication and problem‑solving skills, able to weigh risks and propose balanced solutions.
- Self‑directed, able to juggle changing priorities and work independently.
- Passion for compliance and banking innovation.
Location and Compensation
London, Cardiff or Remote within the UK. Salary £59,500 – £70,000, plus incentive awards.
We’re an equal opportunity employer. All applicants will be considered for employment without attention to age, ethnicity, religion, sex, sexual orientation, gender identity, family or parental status, national origin, veteran, neurodiversity or disability status.
Compliance Advisory Manager in London employer: Somi AI
As a Compliance Advisory Manager at our company, you will thrive in a dynamic and inclusive work culture that prioritises employee growth and development. With competitive salaries and incentive awards, along with the flexibility of working from London, Cardiff, or remotely within the UK, we offer a supportive environment where your expertise in compliance can flourish while contributing to innovative banking solutions.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Advisory Manager in London
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance and banking sectors on LinkedIn. A friendly message can go a long way, and who knows? They might just have the inside scoop on job openings.
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of FCA CONC and Consumer Duty regulations. We want you to shine when discussing how you can help the Borrowing squad navigate compliance challenges.
✨Tip Number 3
Show off your problem-solving skills! Think of examples from your past experience where you’ve tackled compliance issues head-on. We love hearing about how you’ve balanced risks and proposed solutions.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we’re all about making the process as smooth as possible for you.
We think you need these skills to ace Compliance Advisory Manager in London
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter to highlight your experience with compliance and borrowing products. We want to see how your skills align with the role, so don’t hold back on showcasing your relevant knowledge!
Showcase Your Communication Skills:Since strong communication is key for this role, use your application to demonstrate your ability to convey complex information clearly. We love seeing examples of how you've effectively communicated compliance matters in the past.
Highlight Problem-Solving Experience:We’re looking for someone who can weigh risks and propose balanced solutions. In your application, share specific instances where you’ve tackled compliance challenges and what outcomes you achieved. This will really make you stand out!
Apply Through Our Website:Don’t forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for the role. We can’t wait to hear from you!
How to prepare for a job interview at Somi AI
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of Consumer Duty and FCA CONC rules. Be ready to discuss how these regulations impact borrowing products and share examples from your experience where you've successfully navigated compliance challenges.
✨Showcase Your Problem-Solving Skills
Prepare to talk about specific instances where you've identified risks and proposed balanced solutions. Use the STAR method (Situation, Task, Action, Result) to structure your answers and demonstrate your analytical thinking.
✨Communicate Clearly
Since strong communication is key for this role, practice articulating your thoughts clearly and concisely. You might even want to do a mock interview with a friend to get comfortable discussing complex compliance topics in an easy-to-understand way.
✨Build Relationships
Think about how you've collaborated with other teams in the past. Be prepared to share examples of how you’ve built strong working relationships and communicated effectively to achieve compliance goals. This will show that you can work well within the Borrowing squad.
