At a Glance
- Tasks: Advise on compliance matters for innovative borrowing products and ensure regulatory adherence.
- Company: Dynamic financial institution focused on compliance and innovation.
- Benefits: Competitive salary, remote work options, and incentive awards.
- Other info: Flexible working locations and a commitment to diversity and inclusion.
- Why this job: Join a team that shapes the future of banking while ensuring compliance and customer satisfaction.
- Qualifications: Expertise in Consumer Duty and FCA CONC rules with strong communication skills.
The predicted salary is between 59500 - 70000 € per year.
A Compliance Advisory Manager with responsibility for advising the Borrowing squad on compliance matters related to borrowing products. Reports to the Head of Compliance Advisory and works within the second line of defence.
Responsibilities
- Provide day‑to‑day compliance advice to the Borrowing squad on products including Flex, Loans, Overdrafts, Business lending and Homeownership.
- Review customer journeys and communications to support good outcomes and flag risks.
- Advise Marketing and Financial Promotion teams on promotion rules and guidance.
- Oversee regulatory breaches and incidents related to borrowing activity.
- Monitor and interpret FCA CONC and Consumer Duty regulations to ensure compliance by design.
- Collaborate with other teams to build strong relationships and communicate clearly.
Qualifications
- Extensive knowledge of Consumer Duty and FCA CONC rules.
- Hands‑on experience advising on borrowing products, ideally in banking, insurance or fintech.
- Strong communication and problem‑solving skills, able to weigh risks and propose balanced solutions.
- Self‑directed, able to juggle changing priorities and work independently.
- Passion for compliance and banking innovation.
Location and Compensation
London, Cardiff or Remote within the UK. Salary £59,500 – £70,000, plus incentive awards.
We’re an equal opportunity employer. All applicants will be considered for employment without attention to age, ethnicity, religion, sex, sexual orientation, gender identity, family or parental status, national origin, veteran, neurodiversity or disability status.
Compliance Advisory Manager employer: Somi AI
As a Compliance Advisory Manager at our company, you will thrive in a dynamic and inclusive work culture that prioritises employee growth and innovation. With flexible working options available in London, Cardiff, or remotely across the UK, we offer competitive salaries and incentive awards, alongside a commitment to professional development and collaboration across teams. Join us to make a meaningful impact in the banking sector while enjoying a supportive environment that values compliance and creativity.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Advisory Manager
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance and banking sectors on LinkedIn. A friendly message can go a long way, and you never know who might have the inside scoop on job openings.
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of FCA CONC and Consumer Duty regulations. We want you to be able to chat confidently about how you can help the Borrowing squad navigate compliance challenges.
✨Tip Number 3
Showcase your problem-solving skills! Think of examples from your past where you’ve tackled compliance issues head-on. We love hearing about how you’ve balanced risks and proposed solutions.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we’re all about making the process as smooth as possible for you.
We think you need these skills to ace Compliance Advisory Manager
Some tips for your application 🫡
Tailor Your CV:Make sure your CV speaks directly to the Compliance Advisory Manager role. Highlight your experience with borrowing products and compliance regulations like Consumer Duty and FCA CONC. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a perfect fit for our Borrowing squad. Keep it engaging and personal – we love to see your personality!
Showcase Your Problem-Solving Skills:In your application, don’t just list your qualifications; give us examples of how you've tackled compliance challenges in the past. We’re keen to see how you weigh risks and propose balanced solutions, so share those stories!
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you get all the updates. Plus, it shows us you're serious about joining the StudySmarter team!
How to prepare for a job interview at Somi AI
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of Consumer Duty and FCA CONC rules. Be ready to discuss how these regulations impact borrowing products and share examples from your past experience where you've successfully navigated compliance challenges.
✨Showcase Your Problem-Solving Skills
Prepare to demonstrate your strong communication and problem-solving skills. Think of specific scenarios where you had to weigh risks and propose balanced solutions, especially in relation to borrowing products. This will show that you can think critically under pressure.
✨Understand the Borrowing Squad's Needs
Research the company’s borrowing products like Flex, Loans, and Overdrafts. Be ready to discuss how you can provide day-to-day compliance advice tailored to their specific needs. This shows that you’re proactive and genuinely interested in the role.
✨Build Relationships with Other Teams
Highlight your ability to collaborate with different teams, such as Marketing and Financial Promotion. Share examples of how you’ve built strong relationships in previous roles, as this is key for effective communication and ensuring compliance by design.
