At a Glance
- Tasks: Lead investigations teams on high-profile misconduct cases, ensuring quality and timely outcomes.
- Company: Join the Solicitors Regulation Authority, a key player in upholding legal standards.
- Benefits: Enjoy hybrid working, competitive salary, and the chance to influence legal services.
- Why this job: Make a real impact on public trust in legal services while developing your leadership skills.
- Qualifications: Proven leadership in investigations or regulation, with strong communication and decision-making skills.
- Other info: Work from Birmingham, Cardiff, or London, with a requirement to be in Birmingham weekly.
The predicted salary is between 52000 - 78000 Β£ per year.
Are you a leader with proven experience in Investigation, Intelligence, audit and/or professional regulation? We are looking to appoint two Head of Investigations (Enhanced Case Management) to join our growing Investigations and Enforcement directorate. This is a hybrid role and can be based in our Birmingham, Cardiff or London office.
The Head of Investigations (Enhanced Case Management) leads our specialist investigations teams, overseeing Investigation Officers and Managers in handling complex and high-profile cases of serious misconduct. In this critical role, you will ensure the highest standards in the quality and timeliness of investigations, delivering outcomes that protect the public and uphold professional standards, while providing a credible deterrence within the regulated community.
You will be responsible for ensuring that all assessments and investigations meet our case handling standards and key performance indicators (KPIs). With a strong focus on risk-based decision-making, guided by our enforcement strategy and the SRA Threshold Test, you will lead the development of technical expertise across teams, promote excellent customer service, and foster a positive, inclusive team culture. Effective oversight, performance management, and continuous improvement will be at the heart of your leadership approach.
Whatβs in it for you:
- A great opportunity to join the leadership team and influence and make a difference to the future direction of the directorate.
- Working in a dynamic environment managing the day to day operations of Investigations department leading some of our most high-profile and high-risk cases.
- Play a key part in delivering one of our corporate strategy objectives - we will deliver high professional standards by continuing to improve and maintain the quality and timeliness of our investigation and enforcement work.
- An opportunity to lead casework that is at the heart of our objective of increasing public trust and confidence in legal services.
What we are looking for:
- Proven leadership experience in one or more of the following areas - Investigation, Intelligence, audit or professional risk based regulation.
- Detailed knowledge of the SRA Standards and Regulations and other key legislation such as the Money Laundering Regulations and Proceeds of Crime Act.
- Proven experience of decision making and case direction at senior level on complex issues/investigations, with an appreciation of decision making in a regulatory or legal environment.
- Outstanding communication skills and ability to communicate effectively internally and externally, including being a credible representative of the SRA.
- Significant experience of applying and interpreting legislation, policy and criteria in decision making.
- Strong collaboration and influencing skills to develop and implement solutions to complex and challenging issues.
This role can be based in our Birmingham, Cardiff or London office. We operate on a hybrid working model which means working two days a week in the office, and rest of the week from home. There is a requirement for the successful candidate to be in the Birmingham office one day a week as the team and stakeholders are primarily based in Birmingham. The starting salary for this role is Β£65,000. For those eligible, an additional 10% London weighting will apply.
To apply, please click 'apply' to complete the online application form and upload a CV and cover letter, addressing how you meet the requirements of the role. The Cover Letter should be no longer than 2 pages. The closing date for applications is 2 July 2026 at 23:55. Assessment and Interviews are anticipated to take place in the weeks of 14 and/or 21 July.
Head of Investigations (Enhanced Case Management) employer: Solicitors Regulation Authority
Contact Detail:
Solicitors Regulation Authority Recruiting Team
StudySmarter Expert Advice π€«
We think this is how you could land Head of Investigations (Enhanced Case Management)
β¨Tip Number 1
Familiarise yourself with the SRA Standards and Regulations, as well as key legislation like the Money Laundering Regulations. This knowledge will not only help you in interviews but also demonstrate your commitment to understanding the regulatory environment.
β¨Tip Number 2
Network with professionals in the legal and regulatory fields. Attend relevant events or webinars where you can meet current employees of the Solicitors Regulation Authority or similar organisations. Building these connections can provide valuable insights and potentially lead to referrals.
β¨Tip Number 3
Prepare for situational interview questions by reflecting on your past leadership experiences in investigations or audits. Think of specific examples where you successfully managed complex cases or led a team through challenging situations, as these will be crucial in showcasing your capabilities.
β¨Tip Number 4
Stay updated on current trends and challenges in the legal services sector. Being knowledgeable about recent developments will allow you to engage in meaningful discussions during interviews and show that you are proactive about your professional growth.
We think you need these skills to ace Head of Investigations (Enhanced Case Management)
Some tips for your application π«‘
Understand the Role: Before applying, thoroughly read the job description for the Head of Investigations (Enhanced Case Management) role. Make sure you understand the key responsibilities and required skills, as this will help you tailor your application.
Craft a Tailored Cover Letter: Your cover letter should specifically address how your experience aligns with the requirements outlined in the job description. Highlight your leadership experience in investigations, intelligence, or professional regulation, and provide examples of your decision-making in complex cases.
Highlight Relevant Experience: In your CV, focus on showcasing your relevant experience in investigation and regulatory environments. Use bullet points to clearly outline your achievements and responsibilities in previous roles, particularly those that demonstrate your ability to lead teams and manage high-profile cases.
Follow Application Guidelines: Ensure that your application adheres to the guidelines provided by the Solicitors Regulation Authority. This includes keeping your cover letter to a maximum of two pages and submitting all required documents through our website before the closing date.
How to prepare for a job interview at Solicitors Regulation Authority
β¨Understand the Role Thoroughly
Before your interview, make sure you have a deep understanding of the Head of Investigations role. Familiarise yourself with the SRA Standards and Regulations, as well as key legislation like the Money Laundering Regulations. This will help you demonstrate your knowledge and show that you're serious about the position.
β¨Prepare for Scenario-Based Questions
Expect to be asked about your experience in handling complex investigations. Prepare specific examples from your past roles where you successfully led investigations or made critical decisions. Use the STAR method (Situation, Task, Action, Result) to structure your responses effectively.
β¨Showcase Your Leadership Skills
As a potential leader, it's crucial to highlight your leadership style and how you've managed teams in the past. Be ready to discuss how you foster a positive team culture, promote collaboration, and ensure high performance among your team members.
β¨Communicate Clearly and Confidently
Outstanding communication skills are essential for this role. Practice articulating your thoughts clearly and confidently. Be prepared to discuss how you would represent the SRA effectively, both internally and externally, and how you would handle challenging conversations.