At a Glance
- Tasks: Lead high-profile investigations into serious regulatory breaches and misconduct.
- Company: Join a forward-thinking team dedicated to public protection and high professional standards.
- Benefits: Enjoy flexible working, career development opportunities, and a positive work/life balance.
- Other info: Hybrid role with 1-2 days in the office; excellent training provided.
- Why this job: Make a real impact by tackling complex cases that matter to the public.
- Qualifications: Experience in law enforcement or complex investigations is essential.
The predicted salary is between 36000 - 60000 £ per year.
We are recruiting highly experienced Investigation Officers for our offices based in London, Birmingham or Cardiff. This is a full-time hybrid role and will require you to attend the office one to two days per week. This is an exciting opportunity to make a positive contribution to a multifaceted, forward-thinking and high performing team.
As an Investigation Officer within our specialist investigation team (Enhanced Case Management team), you will be leading on high-profile regulatory work we undertake. We receive thousands of reports every year raising allegations of misconduct and regulatory breaches against those we regulate. The Enhanced Case Management team consider the most serious and complex cases referred by our Assessment Early Resolution Team (AERT). These cases include investigations in areas including abuse of the immigration system, concerning practice in high volume consumer claims, abusive litigation, sexual misconduct and other high-profile areas. Some of these cases receive media and public attention.
Working in a dynamic environment, you will be responsible for managing your own complex case investigations which will require you to identify regulatory concerns, plan and conduct a proportionate investigation, assess the risk posed to members of the public, make recommendations as to case disposal and work collaboratively with colleagues across the intelligence and forensic investigation team, interventions team, in-house lawyers, and external legal and regulatory agencies.
As a highly experienced investigator, you will be expected to adopt a customer focused approach throughout the investigation and deliver a high-quality and timely investigation. We strive to ensure that we adopt an inclusive approach in our investigations.
What we are looking for:
- You will either 1) be a qualified legal professional with relevant practice experience, or 2) have a law enforcement background (PIP 2 accredited or above), or 3) have significant experience in complex investigations/ regulatory casework at a high level.
- Experience of working in regulatory, compliance and enforcement environment with knowledge of evidence gathering through various sources - intelligence led, online/digital investigations, medical and/or technical expert reports and witness interviews.
- Experience or the ability to conduct complex and challenging investigations, whilst demonstrating a high level of skill, and professional judgement, particularly when dealing with sensitive or confidential matters.
- Demonstrate proven analytical skills with a critical approach to detail and strong written and verbal communication skills, including the ability to assess and adapt your style in a multi-agency environment.
- Ability to research, analyse, summarise, and report on data/evidence in a clear and coherent way; and to draft recommendations for appropriate case disposal/recommendations supported by clear arguments for the Adjudicators and Solicitors Disciplinary Tribunal.
- Ability to co-ordinate and quality assure the production of relevant material and bundles of evidence for experts, adjudicators, tribunals so that decision making is facilitated in line with the legal framework, operational guidance/policy and best practice; liaising with all relevant stakeholders for each case as necessary to ensure deadlines are met and all are appropriately advised about case progression, delays, hearings and outcomes.
- Proven record of interpreting and applying relevant legislation, rules, guidance and professional standards.
- Ability to act strategically, identify policy ideas or new initiatives, and develop practical innovative and creative solutions to case progression and management.
- Educated to degree level or have equivalent work experience.
Applications are welcome from a wide range of experience and expertise including those with experience of working in other regulators, senior case workers, or specialist investigation roles.
What’s in it for you?
- Play a key role in protecting the public and enforce high professional standards by engaging with regulated firms and individuals as well as members of the Public.
- Opportunity to manage and be involved in a broad range of cases involving complex, technical and sensitive regulatory matters.
- Work collaboratively with other areas of our organisation such as the Legal and Enforcement, Authorisation, Intelligence and Forensic Investigation teams.
- A rolling in-depth training program where you can develop and refine your analysis and investigation skills.
- There are excellent opportunities to develop your career and progress within the department and wider SRA, either in a senior investigation role, leadership positions or legal and enforcement for the right candidate.
- Flexible working arrangements considered.
- A positive work/life balance allowing you to pursue wider personal and professional development opportunities.
Useful and additional information:
- There is a Role Profile attached at the bottom of the advert on our website.
- We are currently advertising this opportunity on a full-time basis (35 hours per week).
- This is a hybrid role. We are recruiting for this role in our Birmingham, Cardiff, and London offices. You will be based in the office nearest to your location, with the expectation of working 1-2 days a week in the office and the remainder of the week from home.
- If you have any questions that are not answered in the advert or on our website, you can contact us via recruitment@sra.org.uk.
To apply:
Please use the apply button at the bottom of the advert on our careers page. You will need to upload a CV and provide evidence of your knowledge, skills, and experience and how they specifically relate to key requirements of the role in particular what we have highlighted under the 'What we are looking for' section. Your CV should be no more than 2 pages. The responses you provide in the application form will be used to shortlist your application. Answers to each criterion must be no more than 300 words.
To find out more about the recruitment and selection process and how to make the most of your application, please visit our jobs pages. Closing date for applications is 2 March 2026 at 09:00. Assessments and interview will take place in March/April. Previous applicants who have applied for the investigation role for the AERT or Investigations (Main Unit) within the last six months will not be considered.
Investigator (Enhanced Case Management) (hybrid) in Birmingham employer: Solicitors Regulation Authority
Join a forward-thinking organisation that values your expertise and offers a dynamic work environment in London, Birmingham, or Cardiff. As an Investigator in our Enhanced Case Management team, you'll have the opportunity to engage in complex regulatory cases while benefiting from a supportive culture that prioritises professional development and work-life balance. With flexible working arrangements and a commitment to inclusivity, we empower our employees to make a meaningful impact in protecting the public and upholding high professional standards.
Contact Details:
Solicitors Regulation Authority Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Investigator (Enhanced Case Management) (hybrid) in Birmingham
✨Join Compliance Communities
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We think you need these skills to ace Investigator (Enhanced Case Management) (hybrid) in Birmingham
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Solicitors Regulation Authority. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Solicitors Regulation Authority
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Solicitors Regulation Authority’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!