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For Companies At a Glance
- Tasks: Lead on-site inspections and assess compliance with AML legislation across England and Wales.
- Company: Join the Solicitors Regulation Authority, a key player in legal services regulation.
- Benefits: Enjoy remote work options, career progression, and support for additional learning.
- Why this job: Make a real impact in the legal sector while working in a friendly, collaborative team.
- Qualifications: 3+ years in regulatory, legal, or AML roles; strong knowledge of AML legislation required.
- Other info: Work from home 2-3 days a week; full-time role with 35 hours weekly.
The predicted salary is between 28800 - 48000 £ per year.
Join to apply for the AML Associate role at Solicitors Regulation Authority
Join to apply for the AML Associate role at Solicitors Regulation Authority
Solicitors Regulation Authority provided pay range
This range is provided by Solicitors Regulation Authority. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Base pay range
We have an opportunity for a new AML Associate to join our AML proactive supervision team to lead on our on-site inspections.
The role
As an AML Associate, you will lead on-site inspections into regulated firms and individuals across England and Wales. With your in-depth knowledge and understanding of AML legislation and practices, you will conduct reviews independently to assess firms\’ compliance with AML legislation and financial sanctions. Reviewing related documents and interviewing fee earners and senior members of firms, you will be able to draw out key information to make assessments and identify risks that require action. You will engage with firms to provide high quality guidance and feedback, including compliance plans, using your expertise to brings firms into compliance.
Pro-actively collaborating with AML and wider SRA colleagues, you will support the effective delivery of SRA objectives and a joined-up approach to AML. You will be knowledgeable about financial crime regulation and the regulation of solicitors to explain our work to law firms and to contribute to the debate on how AML regulation should work.
There is a full role profile and an \’a day in the life of AML Associate\’ document attached at the bottom of the advert which provides further information on the role and requirements.
The role requires travel across England and Wales to conduct on-site inspections, on average 1-2 days a week.
What is in it for you?
- Make an impact by applying your specialist AML knowledge across the rapidly changing legal services market.
- Build relationships and engage with a range of stakeholders, firms, and individuals.
- Showcase your ability to analyse complex and technical information to identify AML risks.
- Work in a friendly collaborative team.
- Fantastic opportunities for career progression, as well as support with undertaking additional learning and qualifications.
What we are looking for
- At least 3 years of experience of working in a regulatory, legal or AML environment.
- Detailed knowledge and understanding of AML/CTF legislation and procedures or a strong legal background
- Experience of conducting on-site visits, inspections or investigations with law firms or equivalent businesses.
- Experience of complex cases and drafting reports in a contentious or regulatory environment.
- Effective communication skills at all levels and the ability to explain complex matters succinctly and with clarity.
- Proven ability to plan and manage own workload in a highly efficient and effective manner, and to meet competing deadlines while meeting quality criteria.
Useful and additional information
- There is a role profile attached at the bottom of this advert which details the full skills and experience required
- Typically, you will be working from home 2-3 days a week and attending on-site inspections and working from the office rest of the week.
- All our interviews are being held in person. If you are successful, a member of the team will be in contact to let you know the next steps
- We are recruiting for this role on a full-time basis, working 35 hours per week. If you have any questions that aren\’t answered in the advert, or on our website, please contact us via:
To apply
Please use the apply button at the bottom of the advert. Please upload a CV and provide examples against the six criteria listed; addressing how your knowledge, skills and experience relate to the role requirements. We suggest answers are kept to 300 words or less for each criterion.
Closing date for applications is 16 July 2025 at 12:00 noon
Seniority level
-
Seniority level
Associate
Employment type
-
Employment type
Full-time
Job function
-
Job function
Legal
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Industries
Legal Services
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AML Associate employer: Solicitors Regulation Authority
Contact Detail:
Solicitors Regulation Authority Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land AML Associate
✨Tip Number 1
Familiarise yourself with the latest AML legislation and financial crime regulations. Being well-versed in current laws will not only help you during interviews but also demonstrate your commitment to the role.
✨Tip Number 2
Network with professionals in the AML and legal sectors. Attend relevant events or webinars to connect with individuals who can provide insights into the role and potentially refer you to opportunities.
✨Tip Number 3
Prepare for in-person interviews by practising your communication skills. Since the role requires explaining complex matters clearly, consider role-playing with a friend to refine your ability to convey information succinctly.
✨Tip Number 4
Research the Solicitors Regulation Authority's recent initiatives and challenges in AML compliance. This knowledge will allow you to engage in meaningful discussions during interviews and show your genuine interest in the organisation.
We think you need these skills to ace AML Associate
Some tips for your application 🫡
Understand the Role: Thoroughly read the job description for the AML Associate position. Make sure you understand the key responsibilities and required skills, such as knowledge of AML legislation and experience with on-site inspections.
Tailor Your CV: Customise your CV to highlight relevant experience in regulatory, legal, or AML environments. Emphasise your ability to conduct inspections and communicate complex information clearly.
Address the Criteria: When providing examples against the six criteria listed in the application, ensure each response is concise (300 words or less) and directly relates your skills and experiences to the requirements of the role.
Proofread Your Application: Before submitting, carefully proofread your CV and responses to ensure there are no spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for this role.
How to prepare for a job interview at Solicitors Regulation Authority
✨Know Your AML Legislation
Make sure you have a solid understanding of AML/CTF legislation and procedures. Be prepared to discuss specific regulations and how they apply to the role, as this will demonstrate your expertise and readiness for the position.
✨Prepare for Scenario-Based Questions
Expect questions that assess your ability to handle complex cases or conduct inspections. Think of examples from your past experience where you successfully identified risks or provided compliance guidance, and be ready to share these during the interview.
✨Showcase Your Communication Skills
Effective communication is key in this role. Practice explaining complex AML concepts in simple terms, as you may need to convey information to individuals with varying levels of understanding. This will highlight your ability to engage with stakeholders effectively.
✨Demonstrate Your Organisational Skills
Since the role involves managing your own workload and meeting deadlines, be prepared to discuss how you prioritise tasks and stay organised. Share specific strategies or tools you use to ensure efficiency and quality in your work.
