At a Glance
- Tasks: Prepare journal entries and assist with month-end close for a US broker-dealer.
- Company: Join a dynamic financial firm with a global presence.
- Benefits: Competitive salary, bonuses, health benefits, and 401k contributions.
- Other info: Fast-paced environment with opportunities for professional growth.
- Why this job: Make an impact in finance while collaborating with diverse teams across time zones.
- Qualifications: 5-8 years of accounting experience, CPA preferred, and strong analytical skills.
The predicted salary is between 120000 - 120000 £ per year.
Position Overview
- The candidate must be comfortable working in a rapidly changing environment with an ability to deliver high quality work in collaboration with colleagues in different offices and service providers in different time zones.
- Prepare journal entries and assist with the month-end close of a US broker-dealer, including the net capital calculation
- Review trading subledger and ensure accurate classification of P&L
- Assist in the preparation of annual financial statements and other regulatory filings including FOCUS reports, SIPC filings, and 17H reports.
- Implement systems, processes, and procedures to improve efficiency while maintaining adequate internal control environment
- Liaise with external auditors regarding financial reporting and timely issuance of financial statements
- Prepare monthly reporting files for management and other interested parties
- Compile information for due diligence requests from counterparties, assist with other ad hoc
- Demonstrate an understanding of relevant regulations and reporting requirements
Required Qualifications
- Experience working on a broker-dealer strongly preferred
- CPA preferred
- 5-8 years of experience with a mix of public & private accounting
- Exceptional analytical skills
- Strong attention to detail
- Team player with excellent communication skills
- Ability to multitask
- Highly organized
The minimum base salary for this role is $120,000 if located in New York.
This expectation is based on available information at the time of posting.
This role may be eligible for discretionary bonuses, which could constitute a significant portion of total compensation.
This role may also be eligible for benefits, such as health, dental and other wellness plans, as well as 401k contributions.
Successful candidates' compensation and benefits will be determined in consideration of various factors.
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Assistant Controller - Broker Dealer employer: Socket.dev
Genentech is an exceptional employer that fosters a collaborative and innovative work culture, particularly in the vibrant city of Boston. Employees benefit from comprehensive professional development opportunities, competitive compensation, and a commitment to advancing healthcare through cutting-edge research. Joining Genentech means being part of a team dedicated to making a meaningful impact in the field of oncology, where your expertise will be valued and your contributions will drive significant advancements in patient care.
StudySmarter Expert Advice🤫
We think this is how you could land Assistant Controller - Broker Dealer
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
✨Connect on Professional Platforms
Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
✨Apply Directly and Be Proactive
Don’t shy away from reaching out directly to firms like Socket.dev. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace Assistant Controller - Broker Dealer
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Socket.dev.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on Socket.dev's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at Socket.dev
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Socket.dev.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at Socket.dev will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former Socket.dev employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
