At a Glance
- Tasks: Lead the UK Markets Advisory Compliance team and drive regulatory engagement.
- Company: Join a dynamic investment bank with a focus on innovation and teamwork.
- Benefits: Enjoy a competitive salary, career growth, and a supportive work culture.
- Other info: Be part of a diverse team that values community and respect.
- Why this job: Make a real impact in compliance while working with senior leaders and regulators.
- Qualifications: Extensive experience in Markets Advisory Compliance and strong leadership skills.
The predicted salary is between 100000 - 150000 £ per year.
Responsibilities
- Lead and inspire the UK Markets Advisory Compliance team, setting direction and ensuring world‑class advisory for Markets businesses.
- Act as a trusted partner to senior business leaders—anticipating, advising on, and mitigating regulatory and reputational risks with practical, commercial solutions.
- Own and deliver the Compliance strategy and Annual Plan for Markets, ensuring effective oversight, controls, and training across the business.
- Drive proactive engagement with regulators and oversee responses to regulatory enquiries, maintaining strong, credible relationships.
- Provide expert guidance on complex topics including new products, market conduct, and business classification, ensuring regulatory alignment at all times.
- Champion consistency across global advisory teams, aligning UK practices with global standards and policies.
- Lead governance and oversight of key areas such as algorithmic trading frameworks and risk cartography.
- Foster a high‑performance culture, developing talent and embedding strong compliance behaviours across the team.
Qualifications
- Extensive Markets Advisory Compliance experience within investment banking or financial services.
- Deep understanding of global regulatory frameworks, with strong Markets product knowledge (FICC essential).
- Proven leadership and people management skills, with the ability to engage, influence and challenge at senior levels.
- Strong commercial mindset with the ability to deliver pragmatic, risk‑based solutions.
- Excellent stakeholder management and communication skills across global, multi‑functional environments.
- High integrity, strong conduct mindset, and commitment to fostering a positive compliance culture.
Why Join Us
People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and exposure beyond that of our competitors, so you know our names, and we know yours. It is personable, human, and inspires success through passion. By encouraging open‑mindedness and a willingness to share ideas, we have adapted to market changes and thrived through innovation. Bringing words like "hard work" and "dedication" together with "community" and "respect" has enabled us to work collaboratively and build our future together. We call this Team Spirit and it is what makes us different. It is what makes you different.
Equal Opportunity Statement
We are an equal opportunities employer and we are proud to make diversity a strength for our company. Societe Generale is committed to recognizing and promoting all talent, regardless of their beliefs, age, disability, parental status, ethnic origin, nationality, gender identity, sexual orientation, membership of a political, religious, trade union or minority organisation, or any other characteristic that could be subject to discrimination.
Head of UK Markets Advisory Compliance in London employer: Société Générale
At Societe Generale, we pride ourselves on being an exceptional employer, particularly for the Head of UK Markets Advisory Compliance role. Our commitment to fostering a high-performance culture is evident in our focus on employee growth and development, ensuring that you have the tools and support needed to thrive in a dynamic environment. With a strong emphasis on teamwork, innovation, and respect, we create a workplace where your contributions are valued and your career can flourish.
StudySmarter Expert Advice🤫
We think this is how you could land Head of UK Markets Advisory Compliance in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the industry and let them know you're on the lookout for opportunities. A personal recommendation can go a long way in landing that dream job.
✨Tip Number 2
Prepare for interviews by researching the company and its culture. Understand their values and how they align with yours. This will help you showcase why you're the perfect fit for the role and the team.
✨Tip Number 3
Practice makes perfect! Conduct mock interviews with friends or mentors to refine your answers and boost your confidence. The more comfortable you are, the better you'll perform when it counts.
✨Tip Number 4
Don't forget to follow up after interviews! A simple thank-you email can leave a lasting impression and show your enthusiasm for the position. Plus, it keeps you on their radar as they make their decision.
We think you need these skills to ace Head of UK Markets Advisory Compliance in London
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter to highlight your experience in Markets Advisory Compliance. We want to see how your skills align with the responsibilities outlined in the job description, so don’t hold back on showcasing your relevant achievements!
Showcase Leadership Skills:Since this is a Managing Director-level role, it’s crucial to demonstrate your leadership capabilities. Share examples of how you've inspired teams or influenced senior stakeholders in your previous roles. We love seeing candidates who can lead with confidence and integrity!
Be Clear and Concise:When writing your application, keep it straightforward and to the point. Use clear language and avoid jargon unless it's industry-specific. We appreciate well-structured applications that make it easy for us to see your qualifications at a glance.
Apply Through Our Website:We encourage you to submit your application through our website. It’s the best way for us to receive your details directly and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at Société Générale
✨Know Your Regulatory Stuff
Make sure you brush up on the latest global regulatory frameworks and how they apply to Markets products, especially FICC. Being able to discuss these confidently will show that you’re not just familiar with compliance but are also a thought leader in the field.
✨Showcase Your Leadership Skills
Prepare examples of how you've led teams in high-pressure environments. Highlight your ability to inspire and develop talent while maintaining a strong compliance culture. This role is all about leadership, so be ready to demonstrate your experience in engaging and influencing senior stakeholders.
✨Be a Problem Solver
Think of practical, risk-based solutions to common compliance challenges in the Markets space. Be prepared to discuss how you’ve tackled complex issues in the past and how you can bring that commercial mindset to the table. They’ll want to see your ability to balance oversight with business needs.
✨Engage with Real Scenarios
Anticipate questions about specific regulatory scenarios or recent market conduct issues. Prepare to discuss how you would handle these situations, showcasing your proactive engagement with regulators and your ability to maintain strong relationships. This will demonstrate your readiness for the role.
