At a Glance
- Tasks: Lead a dynamic team in UK Markets Advisory Compliance, driving regulatory excellence and innovative solutions.
- Company: Join Societe Generale, a forward-thinking financial services leader with a strong commitment to diversity.
- Benefits: Enjoy a collaborative culture, competitive salary, and opportunities for personal and professional growth.
- Other info: Be part of a team that values community, respect, and open-mindedness.
- Why this job: Make a real impact in compliance while fostering a positive culture and driving innovation.
- Qualifications: Extensive experience in Markets Advisory Compliance and strong leadership skills required.
The predicted salary is between 100000 - 150000 £ per year.
Responsibilities
- Lead and inspire the UK Markets Advisory Compliance team, setting direction and ensuring world‑class advisory for Markets businesses.
- Act as a trusted partner to senior business leaders—anticipating, advising on, and mitigating regulatory and reputational risks with practical, commercial solutions.
- Own and deliver the Compliance strategy and Annual Plan for Markets, ensuring effective oversight, controls, and training across the business.
- Drive proactive engagement with regulators and oversee responses to regulatory enquiries, maintaining strong, credible relationships.
- Provide expert guidance on complex topics including new products, market conduct, and business classification, ensuring regulatory alignment at all times.
- Champion consistency across global advisory teams, aligning UK practices with global standards and policies.
- Lead governance and oversight of key areas such as algorithmic trading frameworks and risk cartography.
- Foster a high‑performance culture, developing talent and embedding strong compliance behaviours across the team.
Qualifications
- Extensive Markets Advisory Compliance experience within investment banking or financial services.
- Deep understanding of global regulatory frameworks, with strong Markets product knowledge (FICC essential).
- Proven leadership and people management skills, with the ability to engage, influence and challenge at senior levels.
- Strong commercial mindset with the ability to deliver pragmatic, risk‑based solutions.
- Excellent stakeholder management and communication skills across global, multi‑functional environments.
- High integrity, strong conduct mindset, and commitment to fostering a positive compliance culture.
Why Join Us
People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and exposure beyond that of our competitors, so you know our names, and we know yours. It is personable, human, and inspires success through passion. By encouraging open‑mindedness and a willingness to share ideas, we have adapted to market changes and thrived through innovation. Bringing words like "hard work" and "dedication" together with "community" and "respect" has enabled us to work collaboratively and build our future together. We call this Team Spirit and it is what makes us different. It is what makes you different.
Equal Opportunity Statement
We are an equal opportunities employer and we are proud to make diversity a strength for our company. Societe Generale is committed to recognizing and promoting all talent, regardless of their beliefs, age, disability, parental status, ethnic origin, nationality, gender identity, sexual orientation, membership of a political, religious, trade union or minority organisation, or any other characteristic that could be subject to discrimination.
Head of UK Markets Advisory Compliance in City of Westminster employer: Société Générale
At Societe Generale, we pride ourselves on being an exceptional employer, particularly for the Head of UK Markets Advisory Compliance role. Our commitment to fostering a high-performance culture is evident in our focus on employee growth and development, ensuring that you have the tools and support needed to thrive in a dynamic environment. With a strong emphasis on collaboration, innovation, and respect, we create a workplace where your contributions are valued, and your career can flourish in the heart of the UK's financial sector.
StudySmarter Expert Advice🤫
We think this is how you could land Head of UK Markets Advisory Compliance in City of Westminster
✨Tip Number 1
Network like a pro! Reach out to your connections in the industry and let them know you're on the lookout for opportunities. A personal recommendation can go a long way in landing that dream job.
✨Tip Number 2
Prepare for interviews by researching the company and its culture. Understand their values and how they align with yours. This will help you showcase why you're the perfect fit for the role and the team.
✨Tip Number 3
Practice makes perfect! Conduct mock interviews with friends or mentors to refine your answers and boost your confidence. The more comfortable you are, the better you'll perform when it counts.
✨Tip Number 4
Don't forget to follow up after interviews! A simple thank-you email can leave a lasting impression and show your enthusiasm for the position. Plus, it keeps you on their radar as they make their decision.
We think you need these skills to ace Head of UK Markets Advisory Compliance in City of Westminster
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter to highlight your experience in Markets Advisory Compliance. We want to see how your skills align with the responsibilities mentioned in the job description, so don’t hold back on showcasing your relevant achievements!
Showcase Your Leadership Skills:Since this is a Managing Director-level role, it’s crucial to demonstrate your leadership capabilities. Share examples of how you've inspired teams and driven compliance strategies in previous roles. We love seeing candidates who can lead with confidence and integrity!
Be Clear and Concise:When writing your application, keep it straightforward and to the point. We appreciate clarity, so avoid jargon and ensure your key messages shine through. Remember, we’re looking for strong communication skills, so let your writing reflect that!
Apply Through Our Website:We encourage you to submit your application directly through our website. It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it shows you’re keen to join our team at StudySmarter!
How to prepare for a job interview at Société Générale
✨Know Your Regulatory Stuff
Make sure you brush up on the latest global regulatory frameworks and how they apply to Markets products, especially FICC. Being able to discuss these confidently will show that you're not just familiar with compliance but are also ready to lead and inspire your team.
✨Showcase Your Leadership Skills
Prepare examples of how you've successfully led teams in high-pressure environments. Think about times when you’ve influenced senior leaders or navigated complex compliance challenges. This will demonstrate your ability to engage and challenge at senior levels.
✨Communicate Clearly and Confidently
Practice articulating your thoughts on compliance strategies and risk-based solutions. Strong communication skills are key in this role, so be ready to explain complex topics in a way that’s easy to understand for stakeholders across different functions.
✨Emphasise Team Spirit
During the interview, highlight your commitment to fostering a positive compliance culture and developing talent within your team. Share how you’ve built strong relationships and encouraged collaboration, as this aligns perfectly with the company’s values.
