At a Glance
- Tasks: Lead and inspire the UK Markets Advisory Compliance team to ensure world-class advisory.
- Company: Join Société Générale, a leader in investment banking and financial services.
- Benefits: Competitive salary, diverse workplace, and opportunities for professional growth.
- Other info: Be part of a culture that values integrity and fosters talent development.
- Why this job: Make a real impact by shaping compliance strategies in a dynamic environment.
- Qualifications: Extensive experience in Markets Advisory Compliance and strong leadership skills required.
The predicted salary is between 100000 - 150000 £ per year.
Responsibilities
- Lead and inspire the UK Markets Advisory Compliance team, setting direction and ensuring world‑class advisory for Markets businesses.
- Act as a trusted partner to senior business leaders—anticipating, advising on, and mitigating regulatory and reputational risks with practical, commercial solutions.
- Own and deliver the Compliance strategy and Annual Plan for Markets, ensuring effective oversight, controls, and training across the business.
- Drive proactive engagement with regulators and oversee responses to regulatory enquiries, maintaining strong, credible relationships.
- Provide expert guidance on complex topics including new products, market conduct, and business classification, ensuring regulatory alignment at all times.
- Champion consistency across global advisory teams, aligning UK practices with global standards and policies.
- Lead governance and oversight of key areas such as algorithmic trading frameworks and risk cartography.
- Foster a high-performance culture, developing talent and embedding strong compliance behaviours across the team.
Required
- Extensive Markets Advisory Compliance experience within investment banking or financial services.
- Deep understanding of global regulatory frameworks, with strong Markets product knowledge (FICC essential).
- Proven leadership and people management skills, with the ability to engage, influence and challenge at senior levels.
- Strong commercial mindset with the ability to deliver pragmatic, risk‑based solutions.
- Excellent stakeholder management and communication skills across global, multi‑functional environments.
- High integrity, strong conduct mindset, and commitment to fostering a positive compliance culture.
This is a Managing Director‑level leadership role within UK Wholesale Banking Compliance, with functional alignment to Global Markets Compliance. You will be expected to be hands on in the day to day business.
The role holds accountability for the quality and timeliness of compliance advice across a complex, high‑impact Markets business. Operating with significant autonomy, the role requires balancing independent oversight with close partnership to the business. Key focus areas include regulatory engagement, global alignment of advisory practices, and oversight of evolving trading and governance frameworks (including algorithmic trading).
Business Insight
At Société Générale, we believe our people are our strength and are core to the success of our business. As such, we search for, recruit and appoint the best available person on the basis of aptitude and ability, regardless of sex, marital or civil partnership status, race, colour, nationality, ethnic or national origins, pregnancy, disability, age, sexual orientation, religion, belief or gender identity.
Head of UK Markets Advisory Compliance, MD in London employer: Societe Generale Global Solution Centre
At Société Générale, we pride ourselves on fostering a dynamic and inclusive work environment where our employees can thrive. As the Head of UK Markets Advisory Compliance, you will lead a high-performance team dedicated to delivering world-class advisory services while enjoying extensive professional development opportunities and a strong commitment to work-life balance. Our collaborative culture encourages innovation and empowers you to make a meaningful impact in the fast-paced financial services sector.
Contact Details:
Societe Generale Global Solution Centre Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Head of UK Markets Advisory Compliance, MD in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Societe Generale Global Solution Centre looking for candidates who are engaged and informed.
We think you need these skills to ace Head of UK Markets Advisory Compliance, MD in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Societe Generale Global Solution Centre. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Societe Generale Global Solution Centre
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Societe Generale Global Solution Centre’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
