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- Tasks: Manage training and compliance for advisers in a dynamic financial advice firm.
- Company: Join Skybound Wealth Management, a leading independent financial advice firm in the UK.
- Benefits: Enjoy hybrid work flexibility, competitive salary, and support for career progression.
- Why this job: Shape the future of adviser training in a collaborative and professional environment.
- Qualifications: Experience in compliance roles and a Level 4 diploma are essential.
- Other info: Diversity and inclusion are at our core; all backgrounds are welcome!
The predicted salary is between 36000 - 60000 £ per year.
Skybound Wealth Management Limited is a directly authorised UK-based independent financial advice firm. We provide regulated financial planning and mortgage advice to UK-resident clients, with a strong focus on professionalism, compliance, and client outcomes.
Our advisers offer holistic solutions covering investments, pensions, tax planning, protection, and mortgages. We are part of the wider Skybound Wealth group, but the UK entity operates independently with a local governance structure and high regulatory standards.
Key Responsibilities
- Manage our T&C scheme and support adviser development across investment and mortgage advice.
- Support the Head of Compliance with other areas of Compliance, as well as providing cover where required.
- Conduct file reviews, observations, and ongoing competency assessments.
- Oversee onboarding, supervision, and sign-off of advisers.
- Ensure ongoing compliance with SMCR and CPD requirements.
Qualifications and Experience
- Proven experience in a T&C or compliance role within a UK IFA or wealth/mortgage firm.
- Excellent working knowledge of FCA regulations (COBS, SMCR, MCOB).
- Level 4 diploma (DipPFS or equivalent) is essential.
- CeMAP or similar (desirable).
- Bonus points if you’ve worked with international advisers - but it’s not a must.
- Strong coaching, communication, and supervision skills.
You will benefit from
- A basic salary relevant to current.
- Hybrid/remote flexibility.
- A collaborative and professional team environment.
- The opportunity to influence and shape training and competency in a growing business.
- Full support to complete industry qualifications and progress your career within the company.
Skybound Wealth Management is committed to fostering a diverse and inclusive workplace. We welcome applications from all qualified candidates regardless of background.
Compliance Manager - Training & Competence employer: Skybound Wealth Management
Contact Detail:
Skybound Wealth Management Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager - Training & Competence
✨Tip Number 1
Familiarise yourself with the latest FCA regulations, especially COBS, SMCR, and MCOB. This knowledge will not only help you in interviews but also demonstrate your commitment to compliance and understanding of the industry.
✨Tip Number 2
Network with professionals in the compliance and training sectors. Attend relevant industry events or webinars to connect with others who may have insights into the role or even know about openings at Skybound Wealth Management.
✨Tip Number 3
Prepare to discuss your experience in managing T&C schemes and how you've supported adviser development in previous roles. Be ready to share specific examples that highlight your coaching and supervision skills.
✨Tip Number 4
Research Skybound Wealth Management's values and recent developments. Tailoring your conversation to align with their focus on professionalism and client outcomes can set you apart during the interview process.
We think you need these skills to ace Compliance Manager - Training & Competence
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance and training, particularly within the financial services sector. Emphasise your knowledge of FCA regulations and any relevant qualifications like the Level 4 diploma.
Craft a Compelling Cover Letter: In your cover letter, explain why you are passionate about compliance and adviser development. Mention specific examples from your past roles that demonstrate your coaching and supervision skills.
Showcase Relevant Experience: When detailing your work history, focus on your achievements in managing T&C schemes or conducting competency assessments. Use metrics where possible to illustrate your impact.
Highlight Continuous Learning: Mention any ongoing professional development or industry qualifications you are pursuing. This shows your commitment to staying updated with compliance standards and enhances your application.
How to prepare for a job interview at Skybound Wealth Management
✨Know Your Regulations
Familiarise yourself with FCA regulations, especially COBS, SMCR, and MCOB. Being able to discuss these in detail will show your expertise and understanding of the compliance landscape.
✨Demonstrate Coaching Skills
Prepare examples of how you've successfully coached or supervised advisers in the past. Highlight your communication skills and ability to develop others, as this is crucial for the role.
✨Showcase Your Experience
Be ready to discuss your previous experience in T&C or compliance roles within a UK IFA or wealth/mortgage firm. Specific examples of file reviews or competency assessments will strengthen your case.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's T&C scheme and how they support adviser development. This shows your genuine interest in the role and helps you assess if it's the right fit for you.
