At a Glance
- Tasks: Manage risk and compliance to protect the firm and ensure regulatory adherence.
- Company: Established law firm with a supportive environment and multiple local offices.
- Benefits: Competitive salary up to Β£60K, flexible working options, and career development opportunities.
- Why this job: Take ownership of compliance in a key role that impacts the firm's success.
- Qualifications: Experience in risk/compliance within legal or professional services; strong communication skills.
- Other info: Ideal for experienced professionals seeking to advance their career in a reputable firm.
The predicted salary is between 43200 - 72000 Β£ per year.
A long-established regional law firm with multiple local offices is seeking an experienced Risk & Compliance Manager to join its Malmesbury office. This is a key role responsible for safeguarding the firm by identifying, assessing, and managing legal, regulatory, and operational risks, while ensuring ongoing compliance with regulatory requirements and internal policies.
Key Responsibilities:
- Oversee and manage the firm's risk and compliance framework
- Ensure compliance with SRA regulations, AML requirements, and internal policies
- Act as a key point of contact for regulatory and compliance matters
- Manage and develop AML, data protection, complaints, and risk management procedures
- Conduct audits, risk assessments, and internal reviews
- Provide guidance and training to partners and staff on compliance obligations
- Support senior management with regulatory reporting and risk strategy
Experience Required:
- Proven experience in a risk and/or compliance role within a law firm or professional services environment
- Strong working knowledge of SRA regulations and AML frameworks
- Ability to work independently and advise at senior level
- Excellent attention to detail and strong communication skills
Qualifications (beneficial but not essential):
- Solicitor (England & Wales)
- ICA Certification
- CAMS
- IRM qualification or equivalent
This role would suit an experienced compliance professional looking to take ownership of risk and compliance within a supportive and established legal practice.
Risk And Compliance Manager in Malmesbury employer: Simpson Judge
Contact Detail:
Simpson Judge Recruiting Team
StudySmarter Expert Advice π€«
We think this is how you could land Risk And Compliance Manager in Malmesbury
β¨Tip Number 1
Network like a pro! Reach out to your connections in the legal field and let them know you're on the hunt for a Risk and Compliance Manager role. You never know who might have the inside scoop on openings or can put in a good word for you.
β¨Tip Number 2
Prepare for interviews by brushing up on SRA regulations and AML frameworks. We recommend creating a cheat sheet of key points to discuss, so you can confidently showcase your expertise when it comes to compliance matters.
β¨Tip Number 3
Donβt just apply anywhere; focus on firms that align with your values and career goals. Check out our website for tailored job listings that fit your skills as a Risk and Compliance Manager, and make sure to apply directly through us!
β¨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Use this opportunity to reiterate your interest in the role and highlight how your experience aligns with their needs.
We think you need these skills to ace Risk And Compliance Manager in Malmesbury
Some tips for your application π«‘
Tailor Your CV: Make sure your CV is tailored to the Risk and Compliance Manager role. Highlight your experience in risk management and compliance, especially within a legal or professional services environment. We want to see how your skills match what we're looking for!
Showcase Relevant Experience: In your cover letter, showcase your proven experience with SRA regulations and AML frameworks. Use specific examples to demonstrate how you've successfully managed compliance issues in the past. This will help us see your expertise in action!
Be Clear and Concise: When writing your application, keep it clear and concise. We appreciate well-structured documents that get straight to the point. Avoid jargon unless it's relevant to the role, and make sure your communication skills shine through!
Apply Through Our Website: Don't forget to apply through our website! Itβs the best way for us to receive your application and ensures youβre considered for the role. Plus, it shows us you're keen on joining our team at StudySmarter!
How to prepare for a job interview at Simpson Judge
β¨Know Your Regulations
Make sure you brush up on SRA regulations and AML requirements before the interview. Being able to discuss these in detail will show that youβre not just familiar with them, but that you can apply this knowledge practically.
β¨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully managed risk and compliance. Highlight any audits or assessments you've conducted, as well as how youβve trained others on compliance obligations.
β¨Demonstrate Your Communication Skills
As a Risk and Compliance Manager, you'll need to communicate effectively with various stakeholders. Practice articulating complex compliance issues in a clear and concise manner, so you can impress during the interview.
β¨Ask Insightful Questions
Prepare thoughtful questions about the firmβs current risk management strategies and compliance challenges. This shows your genuine interest in the role and helps you gauge if the firm aligns with your professional values.