Field-Based Compliance Consultant – Financial Services in Scotland

Field-Based Compliance Consultant – Financial Services in Scotland

Scotland Full-Time 49500 - 60500 Β£ / year (est.) No working from home possible
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At a Glance

  • Tasks: Support financial firms with compliance visits and practical guidance.
  • Company: SimplyBiz PLC, a leader in financial services compliance.
  • Benefits: Flexible working arrangements and opportunities for professional growth.
  • Other info: Dynamic role with travel across central Scotland and remote work options.
  • Why this job: Make a real difference in the financial sector while building valuable relationships.
  • Qualifications: Level 4 Diploma in Financial Planning and CeMAP or equivalent.

The predicted salary is between 49500 - 60500 Β£ per year.

Simply Biz PLC in Scotland seeks a proactive Compliance Consultant to support directly authorised financial advice and mortgage firms.

You will deliver risk-based compliance visits, build relationships with member firms, and provide practical guidance to meet FCA requirements.

Role covers central Scotland with occasional travel; work is delivered on-site and remotely as agreed.

Essential qualifications include Level 4 Diploma in Financial Planning and Ce MAP or equivalent mortgage qualification.

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Field-Based Compliance Consultant – Financial Services in Scotland employer: SimplyBiz PLC

SimplyBiz PLC is an exceptional employer that fosters a collaborative and innovative work culture in the heart of London. With a strong emphasis on employee growth, we offer mentorship opportunities and the chance to lead impactful projects, ensuring that our team members thrive both personally and professionally. Our commitment to work-life balance and a supportive environment makes us an attractive choice for those seeking meaningful and rewarding employment.

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Contact Details:

SimplyBiz PLC Recruitment Team

We think you need these skills to ace Field-Based Compliance Consultant – Financial Services in Scotland

Compliance Knowledge
Risk Assessment
Relationship Building
FCA Regulations
Financial Planning
Mortgage Qualification
Level 4 Diploma in Financial Planning